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1 May 2017, 4:15 pm
The post Which Whistleblowers Can Claim Dodd-Frank Act Anti-Retaliation Protection? [read post]
30 Jan 2012, 9:52 am
The United States Sentencing Commission has implemented the directives of Section 1079A of the Dodd-Frank Act regarding cases involving securities fraud and cases involving mortgage fraud and financial institution fraud. [read post]
9 Oct 2021, 6:16 am
We discuss the pedagogy of the casebook here: Frank S. [read post]
6 Nov 2006, 6:29 am
He said the TMB cannot process more applications without more FTEs, which he hopes the legislature will fund. [read post]
23 Jan 2013, 1:07 pm
The national search will fill the position recently vacated by VCU's first Ombuds, Frank Baskind. [read post]
2 Mar 2011, 9:01 am
Judge Woodlock then determined that retroactive application of Section 922 would not produce a significant prejudicial consequence. [read post]
1 Jul 2011, 12:47 pm
The SEC has provided additional guidance on which federal securities laws will apply to security-based swaps starting July 16, 2011, which is the effective date of Title VII of the Dodd-Frank Act, which created a new regulatory framework for OTC derivatives. [read post]
10 Oct 2023, 6:30 am
Yet the constitutional framework will necessarily contain a significant number of highly abstract, open-textured terms whose applications to concrete cases will be subject to ongoing and persistent good-faith interpretive disagreements. [read post]
16 Jun 2012, 5:47 am
On June 13, pursuant to Section 939A of the Dodd-Frank Act, the OCC published a final rule with regard to regulations applicable to investment securities, securities offerings, and foreign bank capital equivalency deposits. [read post]
16 Aug 2013, 5:47 am
On July 12, 2013, the US Commodity Futures Trading Commission (“CFTC”) approved the issuance of an interpretive guidance and policy statement (the “Guidance”) regarding the crossborder application of the swaps provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). [read post]
1 Oct 2012, 6:46 am
Although the court’s opinion does not specifically reference the interpretive rules of thumb, the application is clear. [read post]
13 Jun 2016, 6:27 am
Subjecting swaps and hedge fund managers to regulatory oversight and reforming the rules applicable to credit rating agencies are but a small sample those changes. [read post]
17 Jan 2021, 9:00 pm
Frank Easterbrook argued that erroneous antitrust convictions are more costly than erroneous acquittals. [read post]
15 Feb 2012, 12:36 pm
As a result of the Dodd-Frank Wall Street Reform and Consumer Protection Act passed on July 21, 2010, there have been significant reforms applicable to non-US advisers conducting business in the United States, including new registration requirements under the Advisers Act (the "Act"). [read post]
22 Oct 2008, 12:00 pm
Although we do not practice in New Jersey, the advice is generally applicable in other jurisdictions. [read post]
13 Apr 2016, 12:47 pm
Our colleague Frank C. [read post]
13 Apr 2016, 12:49 pm
Our colleague Frank C. [read post]
22 Nov 2015, 6:32 am
Sundara Rajan, discussed the efforts made by the Anne Frank Foundation to retain control of Anne Frank's Diary. [read post]
29 May 2024, 12:14 pm
While the Dodd-Frank Act (“Dodd-Frank”) provided the CFPB with rulemaking and enforcement authority over the major consumer financial services laws and regulations, the FTC retained authority to enforce TILA and Regulation Z, CLA and Regulation M, EFTA and Regulation E, and CFPB rules applicable to entities within the FTC’s jurisdiction.... [read post]
22 Jun 2012, 9:20 am
Industry groups have criticized the cross-border application of Dodd-Frank swap rules, saying that it will prevent them from successfully competing with foreign banks. [read post]
