Search for: "MORGAN COMPANY"
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1 Nov 2010, 8:00 am
Last week, Morgan Stanley was sued by a group of Singapore investors who accused the company of rigging a bond sale related to collateralized debt obligations in order to wipe out their $155 million investment. [read post]
1 Nov 2023, 2:07 pm
Morgan Stanley may pay up to $1 billion and promise to strengthen its internal controls to resolve a U.S. probe into how it handled private stock sales. [read post]
16 Jun 2022, 5:50 am
For another, it was developed by a team of people who came out of Morgan & Morgan, the largest plaintiffs’ law firm in the United States. [read post]
10 Jun 2014, 12:54 pm
Big rig semi truck crashes like this one, involving tractor trailers loaded with cargo driven by driver-employees for big companies, may end up with responsibility being found not only with the driver in the crash, but the company, the truck manufacturer, other drivers on the roadway, servicers of the truck, and more. [read post]
19 Aug 2014, 4:00 am
David Cay Johnston (Syracuse), Kinder Morgan’s Evolving Tax Strategy, 144 Tax Notes 881 (Aug. 18, 2014): Johnston looks at Kinder Morgan’s recent announcement that it would be folding two master limited partnerships into a C corporation holding company. [read post]
28 Jan 2020, 7:21 am
Hutton & Company (CRD#: 235), Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#: 7691), and Oppenheimer & Co. [read post]
21 Mar 2022, 7:59 am
First, as an agent of Morgan Stanley, the company is responsible for Good’s conduct in the course and scope of that employment. [read post]
26 Feb 2009, 1:26 pm
The company assigned several brokers to work with the baseball icon when he first approached Morgan Keegan about handling his investments, and his claim mentions that as a native Memphian, McCarver liked the fact that Morgan Keegan is headquartered here. [read post]
20 Dec 2021, 11:56 am
The penalty is reportedly one of the first major enforcement actions brought under SEC Chair Gary Gensler, who has pledged to crack down on misconduct by Wall Street companies, according to Reuters. [read post]
28 Jan 2015, 2:09 pm
These trucking companies need to learn to slow down, but the industry where time is money has other priorities, apparently. [read post]
1 May 2015, 1:02 pm
Should the Rigdon Road apartment owner and management company have failed in this legal duty, the family of Jumunn Morgan may elect to pursue a legal claim for his wrongful death. [read post]
23 Sep 2008, 1:38 pm
Goldman Sachs and Morgan Stanley, our last two free standing investment banks, registered as regulated bank holding companies, capable of acquiring commercial banks and, in essence, agreeing to the heavier regulation of the Fed over commercial banks. [read post]
31 Jul 2009, 2:22 pm
Regions Financial Corp., the parent company of Morgan Keegan, announced in early July it had received a Wells Notice from the SEC for possible violations of securities laws involving certain mutual funds. [read post]
8 May 2008, 3:24 pm
These layoffs were driven by Morgan Stanley's recently announced quarterly losses, which were the first in its history as of a publicly-traded company. [read post]
18 May 2010, 10:04 am
Salary cuts are being reinstated.From speaker Robert Barbetti of JP Morgan Chase: "west coast" companies are granting options, and "east coast" companies are granting stock and stock units. [read post]
21 Mar 2007, 1:11 pm
Morgan Stanley received some good news today: a Florida appeals court overturned a $1.57 billion award against the investment bank for defrauding billionaire investor Ron Perelman by concealing material information from him in the course of handling the sale of his company. [read post]
23 Jan 2015, 7:10 am
Tracy Morgan sustained serious injuries, from which he is still recovering. [read post]
27 Sep 2007, 11:19 pm
The company represented that the destruction of the firm's email servers in the Sept. 11, 2001 terrorist attacks on New York's World Trade Center resulted in the loss of all pre-9/11 email, according to the FINRA release. [read post]
18 Jan 2012, 7:20 am
Peixe Urbano, Brazil's first online daily deal company, has closed a round of financing with mutual funds and accounts managed by Morgan Stanley Investment Management and T. [read post]
7 Apr 2010, 11:08 am
Today, the SEC charged Morgan Keegan & Company, Morgan Asset Management and two employees with fraudulently overstating the value of securities backed by subprime mortgages. [read post]
