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22 Apr 2022, 3:00 am
According to this Audit Analytics blog, the number of Staff comment letters declined sharply in 2021, but those that were issued generated a lot of back & forth between issuers and the Staff. [read post]
18 Dec 2023, 4:15 am
On Friday, the SEC announced that it had issued a Staff Report on the accredited investor definition. [read post]
22 May 2015, 4:55 am
" Badnews for EPO staffThrough all of this, there have been many reports that staff representatives (people elected under EPO procedures to serve on the Central Staff Committee and attend the General Consultative Committee, which the is the body in which staff consultation takes place, in the absence of union recognition) have been investigated or disciplined in relation to their work as staff representatives. [read post]
2 Feb 2019, 7:11 am
On December 20, 2018, the staff (the “Staff”) of the Securities and Exchange Commission (“SEC”) granted conditional no-action relief to Madison Capital Funding LLC (“Madison”), an investment adviser registered with the SEC, from certain requirements under Rule 206(4)-2 (the “Custody Rule”) under the Investment Advisers Act of 1940 (the “Advisers Act”) in connection with Madison’s administrative agent… [read post]
31 Jul 1999, 11:00 pm
The time is ripe to consider including in medical staff bylaws, provisions addressing the requirements of this new law. [read post]
31 Jul 1999, 11:00 pm
The time is ripe to consider including in medical staff bylaws, provisions addressing the requirements of this new law. [read post]
7 Aug 2019, 8:01 am
Staff Attorney, Escondido, C.A. [read post]
3 Mar 2014, 7:31 am
Law Technology News is looking to hire a staff reporter. [read post]
30 Sep 2013, 4:27 pm
IP-Watch is reporting that hundreds of WIPO staff members are supporting a petition urging their Director General to withdraw proposed changed to the agency's internal justice system, including the Ombudsman. [read post]
12 Jun 2019, 4:52 pm
“Levels of pay for congressional staff are a source of recurring questions among Members of Congress, congressional staff, and the public.There may be interest in congressional pay data from multiple perspectives, including assessment of the costs of congressional operations, guidance in setting pay levels for staff in Member offices, or comparison of congressional staff pay levels with those of other federal government pay systems.This report provides pay… [read post]
12 Jun 2019, 4:50 pm
“Levels of pay for congressional staff are a source of recurring questions among Members of Congress, congressional staff, and the public.There may be interest in congressional pay data from multiple perspectives, including assessment of the costs of congressional operations, guidance in setting pay levels for staff in Member offices, or comparison of congressional staff pay levels with those of other federal government pay systems.This report provides pay… [read post]
7 Jul 2022, 1:15 pm
Continue reading › The post SEC Releases Staff Bulletin for Account Recommendations appeared first on RIA Compliance Blog. [read post]
7 Apr 2022, 7:21 am
According to the statement, certain databases were not configured to restrict access by Enforcement staff, who then sent internal Adjudication memoranda to other administrative staff, who then uploaded the files into Enforcement databases. [read post]
22 Sep 2022, 4:48 pm
Issuing the Staff Report may serve as the FTC’s final warning. [read post]
21 May 2020, 2:00 am
But giving junior staff members sponsorship opportunities could provide big benefits, as well. [read post]
5 Oct 2020, 2:00 am
While transparency with staff is important, it’s also possible to provide too much information. [read post]
16 Aug 2021, 1:16 pm
With mounting fears around the surge in the Delta variant of the virus, a major vendor has informed its customers that it will not send staff to the conference. [read post]
24 Apr 2009, 7:39 am
April has been a good month for the Law Library Staff. [read post]
16 Aug 2021, 10:00 pm
In withdrawing these two SECY papers, the Commission’s brief Staff Requirements Memorandum (SRM) provided little explanation as to why the Staff requested withdrawal of the two SECY papers. [read post]
16 Aug 2021, 10:00 pm
In withdrawing these two SECY papers, the Commission’s brief Staff Requirements Memorandum (SRM) provided little explanation as to why the Staff requested withdrawal of the two SECY papers. [read post]
