Search for: "E*Trade Securities LLC" Results 241 - 260 of 809
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18 Sep 2019, 9:52 pm by Kevin LaCroix
A version of this article originally appeared on Securities Docket. [read post]
13 Sep 2019, 8:00 am by Andrew Hamm
Department of Homeland Security v. [read post]
5 Aug 2019, 7:56 am by Rob Robinson
Jefferies LLC acted as exclusive financial advisor to Navigant. [read post]
1 Aug 2019, 11:54 am by Kevin LaCroix
Nessim Mezrahi is co-founder and CEO of SAR LLC, a securities class action data analytics software company. ____ [1] “The Supreme Court’s Cyan Decision and What Happens Next,” posted by Michael S. [read post]
21 Jul 2019, 4:03 pm by INFORRM
Privacy & information Security blog had a post “FTC Seeks Comment on COPPA Rule”. [read post]
8 Jul 2019, 10:25 am by Lax & Neville LLP
On December 30, 2017, Lax & Neville LLP commenced a Financial Industry Regulatory Authority (“FINRA”) arbitration claim on the Receiver’s behalf against Interactive Brokers and Kevin Michael Fischer, who is the head of Interactive Brokers LLC’s block trading desk. [read post]
24 Jun 2019, 7:44 pm by Kevin LaCroix
  ***************** Since the event-driven securities class action lawsuit against PG&E Corporation was filed one year ago, plaintiffs’ counsel have filed 211 securities class action complaints that allege violations of the federal securities laws under Section 10(b) and 20(a) of the Securities Exchange Act of 1934 against U.S. [read post]
20 Jun 2019, 9:36 am by Bob Ambrogi
Lex Machina now provides litigation analytics for 13 federal practice areas (antitrust, bankruptcy, contracts, copyright, employment, environmental, ERISA, insurance, patent, product liability, securities, trademark, and trade secret, as well as for the Delaware Chancery Court. [read post]
17 Jun 2019, 2:17 pm by Erik J. Heels
For this reason, we list Clocktower Law LLC as the administrative/billing contacts and GiantPeople LLC as the registrant/technical contacts. [read post]
24 May 2019, 5:37 am by Zamansky
” These concerns have led the company itself to acknowledge that, “[W]e may never become profitable . . . [read post]
22 May 2019, 3:56 am by Kevin LaCroix
The SEC also concluded that the voting rights of the DAO Token holders were limited, noting,  “[e]ven if an investor’s efforts help to make an enterprise profitable, those efforts do not necessarily equate with a promoter’s significant managerial efforts or control over the enterprise. [read post]
20 May 2019, 9:11 am by MOTP
Take Payday Lenders and Arbitration as a Textbook Case: What is the Majority Position on Litigation Waiver and Who Got It Right? [read post]
18 May 2019, 9:27 am by MOTP
THE LODESTAR COMES TO ALL LONE STAR STATE COURTS Last month the Texas Supreme Court handed down an important decision on attorney’s fees in a case involving a dispute over a commercial lease. [read post]
10 May 2019, 7:57 am
In re Arkive Information Management LLC, Serial No. 87487874 (May 8, 2019) [not precedential] (Opinion by Judge Michael B. [read post]
1 May 2019, 4:39 am by Cynthia Marcotte Stamer
Cooper was the sole owner of Greenville Architectural Glass LLC (GAG) during the years 2007 through 2015. [read post]