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14 Aug 2024, 1:37 am by Simon Lovegrove (UK)
On 13 August 2024, the Financial Reporting Council (FRC) announced the publication of a discussion paper by a cross-regulatory group on the future of digital reporting in the UK. [read post]
22 Sep 2008, 9:52 am
Corporate general counsel expect increased company risk management and more regulatory enforcement in the wake of collapsing financial institutions, such as Fannie Mae, Lehman Brothers and American International Group. [read post]
17 Sep 2007, 3:20 pm
After, in chronological order, the Paulson Committee, Bloomberg/Schumer and Daley/Culvahouse, the Washington, DC-based financial institution lobby group The Financial Services Roundtable is to publish its report on capital markets regulation and competitiveness next month, according to today’s FT. [read post]
23 Feb 2009, 12:02 pm
The 10 Adams defendants include SIB, Stanford Group Co., Stanford Financial Group and others. [read post]
4 May 2010, 11:42 am by LindaMBeale
  Klein, Lobbyists fret over legislation to reshape financial system, Wash. [read post]
26 Aug 2020, 8:08 am by Silver Law Group
Our letter asks for Florida’s Senators to support the full provisions of Edith’s Bill in the next COVID-19 relief package. [read post]
9 Dec 2022, 7:31 am by Simon Lovegrove (UK)
These latest reforms are the next step in the government’s work. [read post]
1 Feb 2016, 7:58 am by James Vann
  Culture is generally defined as the customs, beliefs and values of a particular group of people. [read post]
25 Feb 2021, 9:00 am by John Jascob
He furthermore proclaimed the STT behaves like a progressive sales tax, vastly lower than the eight percent tax New York residents pay for retail items.Henry next put to rest SIFMA’s and other industry group assertions that have failed in other countries, particularly Europe, and that an STT would force New York-located companies to flee to non-STT imposing states. [read post]
4 Nov 2020, 9:21 am by Abby Lemert, Eleanor Runde
The move from Chinese regulators confirms that the government sees Ant Group (previously Ant Financial) as a financial services firm, not a tech firm. [read post]
19 Oct 2018, 3:00 am by John Jenkins
As always, this is the next step for ISS as it formulates its 2019 voting policies. [read post]
Long, partner and member of the financial institutions and securities regulation practice groups at Gibson, Dunn & Crutcher. [read post]
16 Jul 2012, 4:58 pm by Brian Galbraith
Sandra Ramos, CFP Senior Executive Consultant Investors Group Financial Services Inc. 138 Commerce Park Drive Barrie, Ontario L4N 8W8   [read post]
28 Apr 2022, 4:00 am by Bob Ambrogi
“The eclectness of the group – which includes technology vendors, service providers, law firm professionals, financial advisors and others – gives it a 360-degree view of the problem,” he said. [read post]
27 Feb 2017, 8:14 am by Renae Lloyd
Regulators view financial professionals as a first line of defense against threats to this vulnerable group of investors. [read post]
16 Sep 2009, 8:39 am
Yet as the groups mount their campaign to urge Senate passage in advance of the UN COP15 climate change meeting in Copenhagen, media reports indicate that Senate Majority Leader Harry Reid warned yesterday that climate legislation might have to wait until next year because of the intensive effort necessary on health care and financial system reform legislation. [read post]