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Caroline A. Crenshaw and Hester M. Peirce Sworn-In As SEC Commissioners
17 Aug 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Chairman Clayton, PCAOB Chairman Duhnke, and Members of SEC Staff Meet With Auditing Firm Representatives to Discuss Audit Quality in Emerging Economies and Markets
4 Nov 2019, 12:01 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Division of Corporation Finance Chief Accountant and Disclosure Review Program Director Kyle Moffatt to Leave SEC
12 Mar 2020, 10:57 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Louis Gracia and Vanessa Horton Named Associate Directors of Investment Adviser/Investment Company Examination Program in Chicago Regional Office
24 Apr 2020, 9:23 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SG Americas to Pay $3.1 Million to Settle Charges of Providing Deficient Blue Sheet Data
24 Jun 2020, 9:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Awards Almost $3 Million Total in Separate Whistleblower Awards
19 Feb 2021, 8:11 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Alex Oh Resigns from SEC; Melissa Hodgman Named Acting Director of Enforcement
28 Apr 2021, 2:01 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Obtains Emergency Asset Freeze, Charges Ring of Microcap Stock Manipulators Targeting Retail Investors
23 Sep 2020, 6:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Staff Releases Report on Equity and Options Market Structure Conditions in Early 2021
18 Oct 2021, 1:35 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Oilfield Services Company and Former CEO With Failing to Disclose Executive Perks and Stock Pledges
22 Nov 2021, 1:05 pm by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Investor Advisory Committee to Meet Remotely on Dec. 2
24 Nov 2021, 7:20 am by Mark Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Fee Rate Advisory #3 For Fiscal Year 2020
28 Feb 2020, 1:39 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Chairman Jay Clayton Announces Additions to Executive Staff
11 May 2020, 3:26 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Alexion Pharmaceuticals With FCPA Violations
2 Jul 2020, 6:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Unregistered Brokers in Penny Stock Scheme Targeting Seniors
29 Sep 2020, 10:09 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Names Keo Chea as Director of Public Engagement and Aisha Johnson as Director of Media Relations
26 Apr 2021, 9:02 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
When Is a Lease Not a Lease? When It’s an iPhone
18 Sep 2015, 7:46 am by Mark Astarita
Apple’s new “financing” plan — a lease in all but name — makes available for phones a payment structure that is more familiar in the auto market.Read More---The attorneys at Sallah Astarita & Cox are experienced securities litigators. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Provides Conditional Regulatory Relief for Registered Transfer Agents and Certain Other Persons Affected by the Coronavirus Disease 2019 (COVID-19)
22 Mar 2020, 12:11 pm by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC to Hold National Compliance Outreach Seminar for Investment Companies and Investment Advisers Virtually
7 Oct 2020, 11:12 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2019
6 Nov 2019, 5:22 am by Astarita
Call Sallah Astarita & Cox at 212-509-6544. [read post]
Securities Law Blog - http://seclaw.blogspot.com/