Search for: "SEC v. National Securities, Inc."
Results 261 - 280
of 492
Sort by Relevance
|
Sort by Date
24 Mar 2017, 7:24 am
Bank National Association v. [read post]
23 Mar 2017, 11:20 am
Leidos, Inc. v. [read post]
14 Mar 2017, 4:27 am
Securities and Exchange Commission, in which the court will decide whether that the five-year statute of limitations on SEC enforcement actions applies to actions seeking disgorgement, arguing that “prior precedent, along with the historical practice, strongly suggests that the SEC is trying to circumvent the statute by essentially calling a dog a cat. [read post]
1 Mar 2017, 5:00 am
National security exchanges are self-regulatory organizations (“SRO”) subject to the Securities and Exchange Commission’s (“SEC”) approval and oversight. [read post]
24 Feb 2017, 5:00 am
Defendants, national Securities Exchanges (the “Exchanges”), provide information about securities traded on the Exchanges to an exclusive securities processor (“Processor”) pursuant to Regulation National Market System (”Reg NMS”). [read post]
17 Feb 2017, 12:21 pm
ANZ Securities, Inc. [read post]
17 Feb 2017, 6:56 am
Inc. [read post]
18 Jan 2017, 8:10 am
ANZ Secs., Inc., No. 16-373 (SCOTUSblog page) involves whether, under the class action tolling rule of American Pipe & Constr. [read post]
21 Dec 2016, 7:19 am
The National Whistleblower Center filed an amicus (friend of the court) brief in support of the whistleblowers in State Farm Fire and Casualty Company v. [read post]
6 Oct 2016, 9:30 pm
Department of Justice (DOJ) asking the Court to rehear U.S. v. [read post]
29 Aug 2016, 4:00 am
[The National Association for Fixed Annuities, et al, v. [read post]
26 Jul 2016, 7:47 am
The SEC action involved allegations of fraud and violations of the Securities Exchange Act by a public company. [read post]
16 Jun 2016, 2:48 pm
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
19 May 2016, 2:33 pm
[vii] CSC entered into a contract with the United Kingdom’s National Health Service (“NHS”) to build an electronic patient-record system. [read post]
13 Apr 2016, 4:55 pm
John is the President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
14 Mar 2016, 2:56 am
In Hantz Financial Services, Inc. v. [read post]
2 Mar 2016, 4:26 pm
For years, cryptologists and national security experts have been warning against weakening encryption. [read post]
14 Feb 2016, 4:53 pm
Inclusive Communities, Inc. [read post]
31 Jan 2016, 9:30 pm
Sec. [read post]
20 Jan 2016, 5:21 am
Morgan Securities LLC Administrative Proceeding File No.: 3-17008 Date Filed: December 18, 2015 Date of Qualifying Judgment/Order: December 18, 2015 12/23/2015 3/22/2016 2015-146 SEC v. [read post]
