Search for: "Stock v. State" Results 261 - 280 of 6,126
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7 Dec 2016, 6:10 am by Matthew Santiago
United States [SCOTUSblog backgrounder], affirming the conviction [opinion, PDF] of a Chicago grocery wholesaler who profited from stock trades after receiving tips indirectly from his brother-in-law working for Citigroup [corporate website].... [read post]
12 Dec 2016, 3:00 am by John Jenkins
United States, the Court unanimously affirmed that a tipper’s gift of inside information can satisfy the “personal benefit” requirement of Dirks v. [read post]
22 Jan 2018, 4:33 am
Quicksilver Stock Transfer and Alan Shinderman (United States District Court for the District of Nevada; 18-CV-00131) the SEC alleged that Quicksilver Stock Transfer, LLC and its President and sole owner, Alan Shinderman  misappropriated approximately $630,000 of client funds. [read post]
12 Jul 2019, 3:42 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4696/securities-industry-commentator/United States of America, Appellee, v. [read post]