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18 Jun 2019, 9:30 am by Steven J. Tinnelly, Esq.
  By its plain reading, one may interpret it to mean debt collection firms that primarily (i.e., majority of the firm’s work) recoup debts via non-judicial foreclosure are exempt from FDCPA*. [read post]
24 Feb 2016, 8:59 am by Arina Shulga
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of corporate, securities, and intellectual property law. [read post]
13 Mar 2009, 3:28 am
Separate representation may be desirable in that instance.In other situations, such as where the broker has left the firm, even if a dispute does not exist, joint representation may be precluded by a simple lack of trust between the firm and the broker. [read post]
18 Mar 2022, 8:52 am by The White Law Group
   If you are concerned about your investments with your financial advisor, the securities attorneys at The White Law Group may be able to help you. [read post]
15 Aug 2023, 7:42 am by brbadmin
SURVEY DETAILS: Participation open to law firm risk professionals only All responses will be treated confidentially Manager participants sharing data on their/their team’s roles and compensation will receive a report summarizing key findings and analysis (The report may be shared internally within your firm, but not redistributed externally. [read post]
21 Mar 2024, 1:32 pm by Georgialee Lang
Justice May Be Blind, But She Sees It Our Way 90% of the Time [read post]
27 Mar 2012, 10:15 am by Staci Zaretsky
It’s been revealed that some of the orange-shirted support staff at this Florida firm may have been protesting after all. [read post]
22 May 2012, 2:45 pm
[Lisa] Kerner also worked as an attorney for the firm. [read post]
14 Jul 2010, 1:25 pm by Jeff Vail
  The first two are widely discussed and may no longer be disruptive to the extent that they are generally known to the marketplace. [read post]
17 Nov 2015, 10:02 am by Kristen Bartlett
While firms may be increasingly outsourcing compliance functions, OCIE’s Risk Alert gives investment firms reason to pause before doing so. [read post]
2 Jun 2017, 6:25 am
Bebchuk, Alon Brav, Wei Jiang, and Thomas Keusch, on Tuesday, May 30, 2017 Tags: Board composition, Board turnover, Boards of Directors, Executive performance, Executive turnover, Firm performance, Hedge funds, Ousting directors, Proxy fights, Proxy voting, Rent-seeking, Settlements, Shareholder activism, Target firms Clarity on the “Quasi-Appraisal” Remedy and Post-Closing Claims Posted by Ignacio E. [read post]
7 May 2010, 10:43 am
andnbsp; Last year, FINRA issued Regulatory Notice 09-05, Unregistered Resales of Restricted Securities, reminding firms and brokers of their obligations to determine whether securities are eligible for public sale before participating in what may be illegal distributions. [read post]
30 Oct 2012, 8:27 am
If you’re going to allow it, make sure anyone who is serving as a director may not also provide legal services to the company. [read post]
25 Jun 2009, 10:27 pm
VN surveyed lawyers, not firms, which may account for the lower finding. [read post]
1 Feb 2008, 6:04 am
Moreover, even if this blog is not expressly affiliated with either of our firms, we assume that our firms are receiving some marginal spillover benefit from our labors.But we do empathize with Francis' situation.If a law firm takes over a blog, it may well change the character of the endeavor, and that could make a real difference.For example, we simply don't hawk our services (in any direct way, at least) on this blog. [read post]
29 Nov 2024, 9:44 am by Alden Abbott
It may also allow a significant merged firm to unilaterally reduce output, raise prices, or reduce quality. [read post]