Search for: "Estate of Dodds" Results 281 - 300 of 413
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26 Oct 2012, 5:14 am by Doug Cornelius
I recall one compliance executive at a real estate firm who received a complaint about possible misconduct in China. [read post]
6 May 2011, 5:52 pm by Jeff Sovern
  Congress passed the Real Estate Settlement Procedures Act in 1974 based upon documented instances of kickbacks between settlement service providers, unearned fees, and expensive and unnecessary closing fees paid by buyers and sellers of residential real estate. [read post]
12 Oct 2016, 9:41 am by Rich Vetstein
 The case was one of the first times that a company fought back against the CFPB, the governmental agency championed by Elizabeth Warren and congressional liberals after the Bush era financial crisis and the Dodd-Frank Act. [read post]
13 Dec 2010, 9:10 am by LindaMBeale
The CFTC chair wants to push for more transparency about the derivatives clearinghouses, which will have more power under the Dodd-Frank bill. [read post]
18 Mar 2011, 6:58 pm by James Hamilton
More recently, Section 215 of the Dodd-Frank Act mandates a study to evaluate whether a potential haircut on secured creditors could improve market discipline and reduce cost to the taxpayers. [read post]
2 Jun 2011, 7:42 am by Kara OBrien
New Whistleblower Rules On May 25, 2011, the SEC adopted final rules implementing the whistleblower program Congress prescribed in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
6 Aug 2014, 2:57 pm by Cathy Holmes
It cannot be assumed that because the SEC has jurisdiction to bring anti-fraud actions, this automatically means that all of the securities registration requirements apply to all EB-5 offerings Whether the Morrison test has been superseded or not by Section 292P of the Dodd-Frank Act, it seems likely that any EB-5 offering would have enough connections with the U.S. to be subject to SEC anti-fraud actions. [read post]
16 Dec 2010, 9:21 am by gstasiewicz
The evidence clearly showed that Dodd and Conrad knew they were receiving preferential treatment despite repeated denials. [read post]
26 Sep 2011, 11:28 am
 The new rules were adopted in light of Section 939A of the Dodd-Frank Act (“Dodd-Frank”), requiring the SEC to amend its regulations to “remove any reference to or requirement of reliance on credit ratings and to substitute in such regulations such standard of credit-worthiness. [read post]
26 Jul 2023, 9:05 pm by renholding
This trend also persists to the end of our sample period, even though the PfP-related requirements of the Troubled Asset Relief Program have long expired, and the compensation-related provisions of Dodd-Frank remain unimplemented. [read post]
26 Jun 2017, 4:17 pm by Amy Howe
The case centers on a provision of the Dodd-Frank Act that bars retaliation against whistleblowers who make disclosures that “are required or protected under the Sarbanes-Oxley Act. [read post]
  Instead, the court severed the “for cause” removal provision from the Dodd-Frank Act, allowing the CFPB to continue to operate as an executive agency and providing the President with the power to supervise, direct, and remove the CFPB Director at will. [read post]
10 Feb 2014, 11:53 pm by Lanigan
The Dodd-Frank Act is supposed to create transparency in the market and minimize risk in global markets. [read post]
22 Jun 2014, 9:30 pm by Joshua Mitts
It is now possible to identify the popularity of actual ideas, such as engaging in real estate speculation. [read post]
24 May 2013, 9:00 am by P. Andrew Torrez
We've previously analyzed the "say-on-pay" provisions of Dodd-Frank (and see also this Inbox item); this week, the Wall Street Journal's "Corporate Intelligence" column concluded that investors are "exercising more influence over executive pay," and highlights the perceived pros and cons from within the financial industry. [read post]