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10 May 2024, 7:26 am
By Suzanne CosgroveWhile small and early-stage businesses often begin as start-ups funded with the help of friends and family, achieving “real success” often outstrips those friends’ and families’ available capital, said SEC Chairman Gary Gensler. [read post]
1 Feb 2021, 6:11 am
The Biden administration confirmed this week that Gary Gensler, who led the Commodity Futures Trading Commission (the “CFTC”) from 2009 to 2014, will be nominated to head the Securities and Exchange Commission (the “SEC”). [read post]
15 Sep 2021, 3:22 am
SEC Chair Gary Gensler testified yesterday before the Senate Committee on Banking, Housing and Urban Affairs. [read post]
Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
15 Dec 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
15 Dec 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
2 Aug 2021, 5:05 pm
Under the new leadership of Chair Gary Gensler, the U.S. [read post]
26 Jun 2009, 12:26 pm
Chairman Gary Gensler Discusses Over-the-Counter Derivatives Regulation and Hedge Funds CFTC Chairman Gary Gensler has been busy lately testifying before Congress and now speaking to the Managed Futures Association. [read post]
27 Jul 2022, 9:16 pm
In remarks yesterday to the Center for Audit Quality, SEC Chair Gary Gensler marked the 20-year anniversary of the Sarbanes-Oxley Act, as well as the Enron and WorldCom debacles that preceded it. [read post]
16 Sep 2021, 7:48 am
SEC Chair Gary Gensler said that the announcement “underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the... [read post]
18 Jun 2023, 5:17 am
Securities and Exchange Commission Chair Gary Gensler’s regulation of crypto is an uneven mess; digital-coin exchanges get approved by the commission to go public, only to be sanctioned later for selling crypto the agency doesn’t like. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
13 Jun 2023, 2:18 am
Yerramalli previously served as SEC Chairman Gary Gensler's Chief of Staff At Public, Yerramalli will focus on building new fixed-income products for retail investors NEW YORK , June 13, 2023 /PRNewswire/ -- Public , an investing platform that allows members to invest in stocks, treasuries, ETFs, crypto , and alternative assets, announced today that [...] [read post]
15 Jun 2023, 5:45 am
Yerramalli previously served as SEC Chairman Gary Gensler's Chief of Staff At Public, Yerramalli will focus on building new fixed-income products for retail investors NEW YORK, June 13, 2023 /PRNewswire/ -- Public, an investing platform that allows members to invest in stocks, treasuries, ETFs, crypto, and alternative assets, announced today that Prashant Yerramalli is [...] [read post]
31 Aug 2021, 12:25 pm
SEC Chair Gary Gensler has directed the staff to carefully monitor developments as a result of Hurricane Ida making landfall on Aug. 29, 2021. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
9 Jul 2011, 8:28 am
From an FT article on international harmonization of derivatives regulation: Gary Gensler, chairman of the Commodity Futures Trading Commission, who is heading the US reform effort, said: “We’re trying to work hand in hand with the Europeans, trying to get similar comprehensive and comparable rules. [read post]
10 Mar 2021, 10:00 pm
Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable broker-dealer cases, and anticipated enforcement priorities for 2021, including under the potential leadership of SEC chair nominee Gary Gensler. [read post]
29 Sep 2022, 9:40 am
SEC Chair Gary Gensler has directed the staff to carefully monitor developments as a result of Hurricanes Ian and Fiona. [read post]
