Search for: "SEC v. National Securities, Inc." Results 281 - 300 of 491
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21 Nov 2017, 11:23 am by Theresa Gabaldon
Under that doctrine, pioneered in Chevron, U.S.A., Inc. v. [read post]
3 Nov 2010, 5:00 am by Doug Cornelius
Fleschner, 568 F.2d 862 (2d Cir. 1977) , overruled in part on other grounds by Transamerica Mortgage Advisors, Inc. v. [read post]
24 May 2024, 11:03 am by Seeger Weiss
She also has extensive experience representing whistleblowers in False Claims Act lawsuits and tax and securities whistleblowers with claims under the IRS and SEC whistleblower programs. [read post]
1 Apr 2011, 8:27 am by Richard Renner
Capute of the Securities and Exchange Commission (SEC), Lynn K. [read post]
27 May 2011, 7:19 am
Indeed, since SOX prohibits companies from violating rules of the Securities and Exchange Commission (SEC), a whistleblower can have a reasonable belief about a violation that has nothing to do with any fraud against shareholders. [read post]
24 Aug 2018, 4:32 am by Edith Roberts
SEC,] that faulted the appointment process for those judges. [read post]
28 Mar 2011, 7:02 pm by Tomassi Law Associates
The Madoff liquidation case is Securities Investor Protection Corp. v. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
3 May 2024, 6:30 am
Verret (George Mason University), and Greg Lawrence (Lawrence Law), on Monday, April 29, 2024 Tags: Insider trading, Punawat, SEC, SEC v. [read post]
3 May 2024, 6:30 am
Verret (George Mason University), and Greg Lawrence (Lawrence Law), on Monday, April 29, 2024 Tags: Insider trading, Punawat, SEC, SEC v. [read post]
19 Nov 2010, 1:13 pm by jak4
Sullivan, “Shareholder Bylaw Proposals, Delaware Certification, and the SEC After CA, Inc. v. [read post]
9 Mar 2010, 12:20 am
Chief Justice Recuses in New Wyeth Case The National Law Journal The Supreme Court on Monday announced it was granting review in Bruesewitz v. [read post]