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31 Jul 2018, 2:13 pm by Staff Attorney
At this time it is unclear the extent of Pratte’s outside business activities or if private securities transactions were involved. [read post]
12 Apr 2016, 3:43 am by Broc Romanek
It’s a RSS news/announcement feed that folks can sign-up to receive an email every time that Filer Support has something important to note (i.e. [read post]
2 Jun 2022, 9:29 am by Silver Law Group
In a previous post, we began to address some general ways in which a financial advisor can overcharge investment clients. [read post]
1 Jun 2017, 5:26 am by Richard J. Andreano, Jr.
  Concerns over obtaining appraisals on a timely basis have been raised by the mortgage industry in general. [read post]
15 Mar 2022, 8:54 am by Silver Law Group
In a previous post, we began to address some general ways in which a financial advisor can overcharge investment clients. [read post]
21 Apr 2017, 3:03 am by Liz Dunshee
– Half of the respondents believe a one-time deemed repatriation of 10% on offshore profits would support their company’s domestic growth. [read post]
18 Jan 2018, 9:10 pm by Lawrence Moon
We’ve probably all heard the suggestion that the end of the year, or beginning of a new year, is a good time to review various aspects of our lives, including our financial security. [read post]
14 May 2012, 11:30 am by Paul Caron
New York Times, As Dewey Collapses, Partners and Retirees Face Big Financial Losses: For the law partners at Dewey & LeBoeuf, losing their jobs may be the least of their worries. [read post]
14 Dec 2011, 12:30 pm by Paul Caron
New York Times, IRS Denied Lesbians Legitimate Adoption Credit: Since the federal government does not recognize same-sex marriage, such couples are viewed as strangers in many spheres of their financial lives. [read post]
24 Apr 2008, 5:08 pm
Paulson, Jr. has proposed a sweeping overhaul of the U.S. financial regulatory system that, for the first time, would bring insurance companies, hedge funds, private equity funds, venture capital funds and mortgage originators under direct federal supervision. [read post]
23 Jun 2011, 4:13 pm by Dennis Hursh
Financial Times, June 18, 2011 Past performance is no guarantee of future results. [read post]
5 Apr 2022, 8:50 am by Hannah McAslan (UK)
The FCA has been in discussion with the LME on its proposals for some time and expects the LME to consider carefully how recent events should shape its future approach on market structure. [read post]
1 Jul 2010, 7:25 am by StephanieWestAllen
From an initial class of 14 interns in summer 2000, the program has grown to accept more than 675 applications from around the country for 2010.The program provides a six-week minimum, full-time internship for first- and second-year minority and/or financially disadvantaged law students. [read post]
12 Jun 2019, 3:57 pm by Peter Thompson & Associates
Families who have lost a loved one in a New Hampshire car accident should keep in mind that section 556:11 imposes a strict time limit for wrongful death cases. [read post]
19 Feb 2018, 6:31 am
We are pleased to present our annual review of enforcement activity relating to financial reporting and issuer disclosures. [read post]
1 Dec 2016, 3:58 am by Broc Romanek
Recently, I blogged about how Section 631 of the Financial Choice Act would seriously damage the SEC’s ability to conduct rulemaking. [read post]
DONATE NOW The post Federal financial regulators propose computer-security incident notification for banks appeared first on JURIST - News - Legal News & Commentary. [read post]
23 Aug 2016, 4:20 am by Broc Romanek
You can return it any time within the first year – and get a full refund if you don’t find it of value. [read post]