Search for: "Dodd v. State"
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13 Nov 2015, 3:57 pm
But a two-judge majority upon panel rehearing in the conflict minerals case hewed closely to its earlier opinion, although it offered a second basis for its decision in order to account for the AMI case.As a result, the SEC’s rule and the Dodd-Frank Act provision are unconstitutional to the extent they require regulated entities to report to the Commission and to state on their website that any of their products have “not been found to be ‘DRC conflict free. [read post]
3 Jul 2024, 10:43 am
This notion that Jarkesy will turn out to be a narrow defeat for the administrative state rests on the outlier nature of the Dodd-Frank Act and the aberrance of the changes it brought to SEC enforcement. [read post]
21 Jul 2011, 7:32 pm
Another key concern is Dodd-Frank’s lowering of “swipe fees” for debit card transactions. [read post]
3 Jul 2018, 6:00 am
CFTC v. [read post]
25 Feb 2010, 11:20 am
Heller applies to the states. [read post]
5 Jul 2018, 4:00 am
” Pomeroy v. [read post]
12 Oct 2011, 7:19 am
Greenwood v. [read post]
29 Oct 2014, 5:00 am
’ DoDDirective (DoDD) 5525.5 Enclosure 4 E4.3 (Jan. 15, 1986). [read post]
17 Jun 2016, 6:17 am
See Dodd v. [read post]
28 Sep 2020, 1:26 pm
Four key takeaways from the Supreme Court's decision in Digital Realty Trust, Inc. v. [read post]
1 Jun 2024, 8:15 am
ShareJustice Brett Kavanaugh’s opinion for a unanimous court Thursday in Cantero v. [read post]
27 Jun 2011, 7:32 am
” Here is a link to briefs in Brown v. [read post]
29 Aug 2014, 7:00 am
This month the Washington State Court of Appeals, Division III issued a ruling in Becker v. [read post]
23 Feb 2018, 4:07 am
For USA Today, Richard Wolf reports that United States v. [read post]
2 Nov 2020, 2:17 pm
Supreme Court issues its decision in Collins v Mnuchin. [read post]
18 Feb 2011, 6:00 am
This post addresses the less discussed budget of the CFPB which makes up 10% of the Federal Reserve budget and may not be subject to direct Congressional control. 2) California Corporate & Securities Law Blog: Dodd-Frank Act to Increase State Oversight of Hedge Fund Advisers - In this video post, Keith Paul Bishop explains the basic changes in hedge fund oversight that are coming as a result of Dodd-Frank and details how both state… [read post]
2 Sep 2022, 6:30 am
FEC, Disclosure, Political spending, State law, Taxation SEC Bulletin on Conflicts of Interest for Broker-Dealers and Investment Advisers Posted by W. [read post]
12 Mar 2019, 1:20 pm
So, while the conduct-and effects test brought back by the Dodd-Frank Act will be used in governmental actions, as stated here, private actions under the antifraud provisions will continue to be governed by the Morrison test. [read post]
14 Jul 2016, 9:55 am
Mishkin The D.C. federal district court has rejected the plaintiffs’ attempt in State National Bank of Big Spring, Texas, et al. v. [read post]
11 Jan 2017, 7:31 am
Mishkin The plaintiffs in State National Bank of Big Spring, Texas, et al. v. [read post]
