Search for: "Gary Gensler"
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31 Oct 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
28 May 2022, 8:12 am
At the Aspen Security Forum, Gary Gensler, chair of the SEC, compared the state of cryptocurrency regulation to the “Wild West,” noting its lack of investor protection.[1] Gensler has continued to repeat the “Wild West” metaphor when discussing the challenges and lack of cryptocurrency regulation, which leave individual investors and financial markets vulnerable to fraud.[2] Although the Internal Revenue Service (“IRS”), Financial… [read post]
19 Feb 2022, 7:32 am
Under the leadership of Chair Gary Gensler and Director of Enforcement Gurbir Grewal, several key areas came into focus that will impact businesses across sectors. [read post]
8 Jun 2010, 6:20 am
No financial services firms should be exempted from over-the-counter derivatives clearing requirements contained in pending financial regulatory reform legislation, Commodity Futures Trading Commission Chairman Gary Gensler said June 3. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
4 Apr 2024, 6:02 am
By Suzanne CosgroveSEC Chair Gary Gensler Tuesday outlined his view of the agency’s long-term mission, calling U.S. capital markets “a national asset” and defending a series of recent Commission proposals, including central clearing for U.S. [read post]
13 Nov 2023, 11:52 am
In speeches in July and September, activist SEC Chair Gary Gensler has staked out an alleged case for SEC regulation of the new breed of Artificial Intelligence. [read post]
11 Feb 2022, 3:24 am
Even before SEC Chair Gary Gensler was officially confirmed to his current office, people were predicting that Section 13(d) reform would be high on his list of priorities. [read post]
14 Sep 2021, 3:00 am
This Cadwalader blog recaps the contrasting views that SEC Chair Gary Gensler and SEC Commissioner Hester Peirce expressed during the meeting on market regulation, technology and new financial products. [read post]
18 May 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
18 May 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
6 Oct 2021, 6:52 am
Posted by Gary Gensler, U.S. [read post]
3 Nov 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
16 Mar 2022, 3:30 am
As SEC Chair Gary Gensler pointed out in a statement, Commissioner Lee first joined the SEC’s Division of Enforcement in the Denver Regional Office in 2005, and served as Counselor to former Commissioner Kara Stein and Senior Counsel in the Complex Financial Instruments Unit. [read post]
1 Oct 2021, 3:15 am
Back in July, SEC Chair Gary Gensler indicated in a speech on the U.N. [read post]
21 Mar 2012, 7:15 am
At the meeting in Washington, CFTC chairman Gary Gensler said, “This lowers risk to the markets by minimizing the time between submission and acceptance or rejection of trades for clearing. [read post]
14 Jun 2021, 9:33 am
During a speech on June 9th, 2021, newly appointed SEC chairman Gary Gensler spoke of the SEC’s role in protecting individual investors who trade securities via brokerages like Robinhood, which utilize high-speed trading platforms called wholesalers to execute these trades. [read post]
13 Mar 2022, 11:24 am
Securities and Exchange Commission Chair Gary Gensler Tweeted about the future of ESG regulation. [read post]
7 Apr 2022, 9:01 pm
[2] See Gary Gensler, “Statement on Exchange Act 10B and Rule 9j-1” (Dec. 15, 2021), available at https://www.sec.gov/news/statement/gensler-10b-rule-9j-1-20211215 [3] See Gary Gensler, “Statement on Public Dissemination of Security-Based Swap Transactions” (Feb. 16, 2022), available at https://www.sec.gov/news/statement/gensler-public-dissemination-sbs-transactions-202202 This statement was issued on April 6, 2022, by… [read post]
