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11 Jul 2024, 3:20 pm by CFM Admin
In addition to the violations surrounding hypothetical performance, one adviser was also found to have (i) made false and misleading statements, (ii) advertised misleading model performance, (iii) been unable to substantiate performance shown in its advertisements, (iv) failed to enter into written agreements with people it compensated for endorsements, and (v) violated recordkeeping and compliance standards including filing a prospectus with the SEC which contained misleading statements… [read post]
11 Jul 2024, 3:31 am by SHG
Granted, it comes on the heels of Loper Bright and Trump v. [read post]
10 Jul 2024, 9:01 pm by renholding
” For me, it was my experience with the late Professor John Levy and participating in the legal aid clinic that he ran that first showed me how we can use our law degrees to not only protect, but also to uplift others. [read post]
10 Jul 2024, 12:26 pm by Unknown
Seneca-John (Economic Development; Enforcement of Tribal Court Judgment) U.S. [read post]