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9 Mar 2015, 8:43 am by Ryan J. Richardson
  With respect to timing of the SBRP process for a payday loan rulemaking, Cordray told Rep. [read post]
4 Feb 2013, 6:40 am by Legal Beagle
The Cost of Time Survey is carried out annually by Dr John Pollock from Pollock & Galbraith Consulting Actuaries and the full report prepared jointly by him and Andrew Otterburn, a management consultant who published 'From Recession to Upturn - financial management and strategy for law firms' in 2010, available here :  'From Recession to Upturn - financial management and strategy for law firms Based on the results of 244 firms, this survey is the largest… [read post]
11 Nov 2015, 7:03 am by Adam Weinstein
As long time readers of our blogs know senior abuse is an ongoing concern in the securities industry. [read post]
10 Jul 2013, 10:15 pm
The law has changed over time to broaden the definition of financial elder abuse and to strengthen the legal system's position against those who set out to take advantage of the elderly. [read post]
7 Nov 2018, 3:01 pm by Bob Ambrogi
At its ndElevate partner and customer conference taking place this week in Park City, Utah, NetDocuments today announced that it has acquired Closing Room, a deal-management application developed by the Am Law 200 financial services law firm Chapman and Cutler. [read post]
2 Jun 2015, 4:36 pm by Sabrina I. Pacifici
“Federal banking agencies today reiterated the disclosure requirements for the annual stress tests conducted by financial institutions with total consolidated assets between $10 billion and $50 billion. [read post]
On 30 October 2023, the FCA published Feedback Statement FS23/7: Long-term asset funds (LTAFs) – Financial services compensation scheme (FSCS) coverage feedback statement. [read post]
27 May 2022, 9:20 pm by William S. Wilson
Planning in advance for the tasks that will need to be done can make that difficult time a little easier. [read post]
13 Aug 2007, 6:59 am
It took some time for financial journalist to establish a... [read post]
1 Jul 2009, 6:00 am
The now-73-year-old managed his money wisely - at one time, his banking investments were worth millions - has scene his fortune dwindle because of the housing bust. [read post]
6 Jun 2012, 7:45 am by Bryan Fears
Bankruptcy helped these players resolve their financial problems and set them on a course for a fresh start. [read post]
30 Nov 2017, 1:34 pm by Zein El Hassan (AU) and Ivan Yau
So, like the banks, the time has come for the rest of the industry to prepare for its version of the BEAR reforms. [read post]
26 Apr 2022, 1:57 pm by The White Law Group
  By April 1, 2022, GWG had failed to timely file its annual report with the SEC, marking the third time in the prior four years that GWG had failed to timely file an annual report. [read post]
Turnover rate represents the number of times that a portfolio of securities is exchanged for another portfolio of securities. [read post]
29 Jul 2022, 11:33 am by Mark Ashton
The guest interviewed was Jay Fishman of Financial Research, a business valuation company headquartered just outside Philadelphia. [read post]
11 Nov 2007, 3:08 pm
His name was big in financial news at one time, but many readers do not know him. [read post]
27 Sep 2024, 10:22 am by Steven Schwartzapfel
Said differently, if you don’t file a report on time, you may be barred from submitting a workers’ comp claim and recovering financially. [read post]