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6 Dec 2013, 10:34 am
In connection with some of the elements of financial elder abuse discussed in prior cases, the Los Angeles Times recently reported that an insurance agent carried out serious financial crimes against his elderly aunt. [read post]
20 Mar 2020, 8:28 am by skelly
On March 19th, the New York Department of Financial Services (“DFS”) issued Circular Letter No. 7 (2020) (the “Letter”) urging all regulated entities to do their part to alleviate the adverse impact caused by COVID-19 on consumers and small businesses. [read post]
10 Sep 2012, 6:06 am by D. Daxton White
The SEC claims that WFP failed to tell investors that they were paying exorbitant mark-ups on the land, and in some cases, more than five times its fair market value. [read post]
15 Nov 2011, 7:14 am
The plaintiff is more financially stable to allow his/her attorney time to negotiate fair compensation. [read post]
8 Mar 2012, 7:00 am by James Mann
In 2012, we no doubt will see the continuation of a significant trend towards the use of mediation to resolve financial services disputes. [read post]
6 May 2009, 6:47 pm
The Wall Street Journal is reporting that financial advisors are turning back time and returning to the old ways of their business. [read post]
The Communication further illustrates an additional BNPL model, which, in the absence of interest or other charges on the client, combines: (a) a payment delay granted to the consumer directly by the seller at the time of sale, immediately followed by (b) a transfer of such payment delay (which the BoI qualifies in terms of “receivable transfer”) from the seller to a bank or financial intermediary. [read post]
28 Jul 2013, 10:20 pm by Anita K. Krug
For many of us, thinking about financial services regulation means thinking about the financial crisis and, more specifically, how best to prevent its recurrence. [read post]
4 Apr 2011, 4:14 am by Broc Romanek
Corp Fin Updates Financial Reporting Manual (Again) On Friday, Corp Fin updated its Financial Reporting Manual for issues related to combined periodic reporting, income averaging, changes in accountants, foreign private issuer financial statements, as well as other changes. [read post]
11 Nov 2007, 3:08 pm
His name was big in financial news at one time, but many readers do not know him. [read post]
13 Aug 2007, 6:59 am
It took some time for financial journalist to establish a... [read post]
4 Feb 2013, 6:40 am by Legal Beagle
The Cost of Time Survey is carried out annually by Dr John Pollock from Pollock & Galbraith Consulting Actuaries and the full report prepared jointly by him and Andrew Otterburn, a management consultant who published 'From Recession to Upturn - financial management and strategy for law firms' in 2010, available here :  'From Recession to Upturn - financial management and strategy for law firms Based on the results of 244 firms, this survey is the largest… [read post]
25 Jan 2010, 7:57 am by Daniel Shaviro
Then on Friday, February 5, I present comments on tax, accounting, and financial institutions at our forthcoming conference at NYU, Rethinking the Taxation of Financial Institutions [as well as their accounting and regulatory regimes] in Light of the Recent Crisis. [read post]
11 Nov 2015, 7:03 am by Adam Weinstein
As long time readers of our blogs know senior abuse is an ongoing concern in the securities industry. [read post]
1 Jul 2009, 6:00 am
The now-73-year-old managed his money wisely - at one time, his banking investments were worth millions - has scene his fortune dwindle because of the housing bust. [read post]