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26 Jan 2015, 8:24 am
FINRA pointed to the fact that during all of 2011 and much of 2012, BD OPS had only three full-time staff serving as field auditors. [read post]
17 Jun 2016, 6:29 am
From the post at The RegisterIn a separate piece last week ("Brexit vote would harm EU unitary patent plans"), the FT reported that: "The long-awaited single European patent, protecting inventions through out the EU, is set to arrive next year - unless Britain votes to leave" the EU.Everyone quoted in this pro-EU piece was an IP lawyer, yet according to the paper, these same IP lawyers represent a serious existential threat to innovation in the US and Europe. [read post]
26 Jan 2016, 9:29 am
Advisors accused by state regulators of misleading investors include Sidney Evans with Equity Advisors LLC and Erryn Barkett with LPL Financial. [read post]
23 Aug 2022, 6:11 am
Per Subsection (f), if a judge presiding over a matter for a substantial amount of time later learns that either the judge or a member of the judge’s household has a financial interest in a party, the conflict may be cured if the judge divests himself or herself of that interest. [read post]
9 Oct 2012, 12:14 pm
Thus, Argentina argued that Daimler jumped the gun and went straight into international arbitration without giving the Argentine courts the requisite time period with the case. [read post]
26 Feb 2024, 8:20 pm
I spoke with Genevieve Waterman from the National Council on Aging (NCOA), an expert on financial education among older adults. [read post]
1 Feb 2019, 2:00 am
The post Employee Experience Index: Link Between Satisfaction and Financial Impact appeared first on HR Daily Advisor. [read post]
19 Apr 2010, 8:07 am
Personal financial security in the new economic landscape. 6. [read post]
6 Aug 2012, 7:10 am
At that time, investors would get the $25 back. [read post]
8 Jun 2022, 5:18 pm
This is a timely reminder for auditors of SMSFs that the lodgement of annual statements is a strict requirement under the Superannuation Industry (Supervision) Act 1993 (SIS Act). [read post]
6 Jan 2016, 11:03 am
So, the big ball dropped in Time's Square before you could attend to year-end financial and estate planning. [read post]
25 Mar 2009, 5:35 am
At the same time, carefully handled, I think financial powers of attorney are as important and powerful in doing good as revocable trusts and demand as much attention.I recently read an informative article about powers of attorney written by Linda S. [read post]
14 Jun 2010, 8:50 am
This makes it imperative that they have sufficient capital to stand on their own in times of adversity.In the view of the FDIC Chair, the crisis also demonstrated the dangers of excessive leverage undertaken by large nonbanks outside of the scope of federal bank regulation. [read post]
13 Sep 2018, 6:30 am
Lien resolution Financial planning. [read post]
5 Jun 2012, 6:30 am
With proper reserving, the insurer or self-insured will be able to meet the financial obligation to pay the claim. [read post]
22 Aug 2014, 5:14 am
They will also assess the impact cloud computing has on trade secrets in the Financial Services Industry and steps institution’s can take to protect their trade secrets in today’s digital age. [read post]
13 Oct 2008, 9:00 am
New York Times: States' Film Production Incentives Cause Jitters, by Michael Cieply: Already on the hook for billions to bail out Wall Street, taxpayers are also finding themselves stuck with a growing tab for state programs intended to increase local... [read post]
15 Feb 2013, 12:32 pm
New York Times: One Step Toward Rethinking Taxes, by Floyd Norris: Tax reform, at least in American politics these days, is generally discussed at only the most abstract level. [read post]
19 Jul 2024, 6:43 am
Once a divorce is finalised, reversing or modifying the financial arrangements can be a complex, time-consuming, and costly process. [read post]
8 Dec 2016, 8:00 am
It’s common for bail bondsmen to work with insurance companies in order to provide financial backing for their bonds. [read post]
