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26 Nov 2020, 9:06 am
Essentially, Martin asked the Court to hold employers and carriers responsible for the incidental financial consequences of delayed compensation. [read post]
19 Aug 2015, 11:50 am
The firm, Raymond James Financial, Inc., disclosed on FINRA BrokerCheck that Mr. [read post]
27 Apr 2011, 6:33 am
Thomas said the districts financial situation is stable for the 2011-12 school year, but he is worried about the following year. [read post]
13 Jul 2017, 2:00 am
Bloomberg Financial Times New York Times Reuters Wall Street Journal [read post]
10 May 2024, 3:42 am
Length and number of investigations: The FCA agrees that the average time to close cases is too long. [read post]
6 Dec 2024, 3:51 am
In October, we published an article setting out five key steps for regulated financial services firms to be thinking about in relation to the new failure to prevent fraud (FTPF) offence. [read post]
20 May 2007, 10:55 am
But, the lawyers need to also take the time and responsibility to give advice about joint accounts.Finally, and most importantly, financial institutions should prohibit their employees from giving legal advice about joint accounts. [read post]
16 Oct 2021, 5:43 am
Informational Study by Jacqueline Militello* Networking in the Time of COVID Study Abstract This study examines how during COVID professionals in the financial sector in Hong Kong experienced adaptations to previous ways of networking and what the material outcomes were. [read post]
20 Nov 2013, 12:04 am
After the time to respond had elapsed, the clerk of court entered defaults against the company and the two defendants. [read post]
2 Aug 2019, 4:00 am
The Board was required to review each financial disclosure statement filed with it and determine whether there had been compliance with the disclosure requirements.The County Code provided that an employee, at the time a financial statement was filed, could request that the Board withhold information from public disclosure on the ground that such disclosure would constitute an unwarranted invasion of privacy or a risk to an individual's safety or security. [read post]
3 Feb 2010, 6:54 am
She’s written about it multiple times starting this past October, continuing into December. [read post]
21 Jul 2008, 5:00 am
Folks in NYC’s sometimes high-flying financial sector have gone from multimillion dollar bonuses to … no bonuses at all this year. [read post]
5 Nov 2009, 5:08 am
House Financial Services Committee Passes "Investor Protection Act" Yesterday, as noted in this NY Times article, the House Financial Services Committee passed the "Investor Protection Act" by a vote of 41 to 28. [read post]
26 Jul 2010, 5:07 am
Employers with less than 50 employees are not subject to this break time requirement if compliance would impose an undue hardship (defined as the difficulty or expense of compliance for a specific employer in comparison to the size, financial resources, nature, and structure of the employer’s business). [read post]
27 Jul 2009, 8:51 am
" From this honest and somewhat eye-opening response, another financial guru, Barry Ritholtz, concurred. [read post]
10 May 2018, 7:37 am
Points of interest in the report include: the final shape of the UK’s future financial regulatory and supervisory framework is dependent on the outcome of negotiations with the EU; the UK Government is committed to the full, timely and consistent implementation of agreed international standards. [read post]
20 Jun 2011, 8:13 am
We can prevent insurance companies from taking advantage of victims during financially difficult times. [read post]
24 Jul 2007, 11:37 am
Elsewhere in the news, The Hartford Financial Services Group paid $115 million to settle accusations that it allowed deceptive market timing in mutual funds. [read post]
31 May 2022, 1:52 am
The potential effectiveness of the financial sector, including through alliances such as GFANZ, in encouraging the decarbonisation of the economy in time to limit global temperature rises to 1.5°C. [read post]
31 Jul 2012, 5:57 am
(CONT’D): Financial Times: Jobless generation puts brakes on US. “Youth unemployment has reached crisis levels around the world, with almost 13 per cent of the global youth labour force out of work this year, according to the International Labour Organisation. [read post]
