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SEC Chair Gensler Talks Registration of Security-Based Swap Execution Facilities
7 Apr 2022, 9:01 pm by Gary Gensler
[2] See Gary Gensler, “Statement on Exchange Act 10B and Rule 9j-1” (Dec. 15, 2021), available at https://www.sec.gov/news/statement/gensler-10b-rule-9j-1-20211215 [3] See Gary Gensler, “Statement on Public Dissemination of Security-Based Swap Transactions” (Feb. 16, 2022), available at https://www.sec.gov/news/statement/gensler-public-dissemination-sbs-transactions-202202 This statement was issued on April 6, 2022, by… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Rulemaking Deluge: New Resource to Keep You on Track
21 Mar 2022, 3:31 am by Liz Dunshee
The flurry of recent proposals – including on Rule 10b5-1 plans, buybacks and cyber disclosure – suggests that the floodgates are opening for Chair Gary Gensler’s regulatory agenda. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Remarks by Chair Gensler Before PLI’s 56th Annual Institute on Securities Regulation
15 Nov 2024, 6:31 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Chair Gensler Before PLI’s 56th Annual Institute on Securities Regulation
15 Nov 2024, 6:31 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Enforcement: Gatekeepers in the Crosshairs
7 Nov 2022, 3:15 am by Liz Dunshee
Insider trading is just one of the many topics that the SEC’s Enforcement Division is focused on right now, according to a PLI speech last week from SEC Chair Gary Gensler. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
CFTC Wants Direct Access to Customer Accounts
26 Jul 2012, 7:29 am by Felix Shipkevich
CFTC Wants Direct Access to Customer AccountsCFTC Chairman Gary Gensler announced Wednesday that the agency will seek to have direct electronic access to all bank and electronic accounts holding customer funds. [read post]
CFTC Law - http://www.cftclaw.com/
SEC Chair Gensler Speaks Before Investor Advisory Committee
9 Jun 2022, 9:01 pm by Gary Gensler
These remarks were delivered on June 9, 2022, by Gary Gensler, chairman of the U.S. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Testimony by Chair Gensler at Hearing before the Subcommittee on Financial Services and General Government, U.S. House Appropriations Committee
18 May 2022, 6:31 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Testimony by Chair Gensler at Hearing before the Subcommittee on Financial Services and General Government, U.S. House Appropriations Committee
18 May 2022, 6:31 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement by Chair Gensler on Money Market Funds, Open-End Bond Funds, and Hedge Funds
5 Feb 2022, 5:58 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement by Chair Gensler on Agreement Governing Inspections and Investigations of Audit Firms Based in China and Hong Kong
27 Aug 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Chair Gensler on Agreement Governing Inspections and Investigations of Audit Firms Based in China and Hong Kong
27 Aug 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks by Chair Gensler before Columbia Law School Conference in Honor of John C. Coffee, Jr.
23 Mar 2024, 6:30 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Chair Gensler before Columbia Law School Conference in Honor of John C. Coffee, Jr.
23 Mar 2024, 6:30 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Testimony By Chair Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs
15 Sep 2021, 6:16 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks by Chair Gensler Before the Principles for Responsible Investment “Climate and Global Financial Markets” Webinar
29 Jul 2021, 5:59 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
CFTC Proposes Reforms to Over-The-Counter Derivates Trading Regulation
9 Jun 2009, 1:25 pm
Statement of Gary Gensler Chairman, Commodity Futures Trading Commission On June 4th, 2009, Gary Gensler, Chairman of the Commodity Futures Trading Commission, held a hearing before the Senate Committee on Agriculture, Nutrition and Forestry to address the importance of enacting broad reforms to regulate over-the-counter (OTC) derivates. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
The SEC Grapples with Artificial Intelligence
11 Dec 2023, 10:19 am by Doug Cornelius
SEC Chair Gary Gensler has expressed skepticism about the technology. [read post]
Compliance Building - http://www.compliancebuilding.com
CFTC Addresses 2010 Budget
15 Jun 2009, 4:24 pm
CFTC Reports to US Senate Subcommittee on Financial Services - Testimony Provided by Chairman Gary Gensler On June 2nd, 2009 Gary Gensler of the Commodity Futures Trading Commission (CFTC) addressed the US Senate Subcommittee on Financial Services with a discussion of the issues related to the CFTC’s 2010 Budget. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
Reading the Tea Leaves on the SEC’s Disbanding of its Enforcement ESG Task Force
3 Oct 2024, 6:32 am
News sources recently reported that the SEC has quietly disbanded its Climate and ESG Task Force for in its Division of Enforcement (the “ESG Task Force”), which had formed in early 2021 under then-Acting Chair Allison Lee and continued under Chair Gary Gensler. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu