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FINRA Files Enforcement Action Against Financial Broker Michael Giovannelli, Formerly of Spartan Capital Securities, for Unauthorized Trades in an Elderly Customer’s Account
18 Jun 2021, 11:54 am by Iorio Altamirano
.,  contact securities arbitration law firm Iorio Altamirano LLP for a free and confidential review of your legal rights. [read post]
Iorio Altamirano - https://www.iorioaltamirano.com/blog/
Another Aegis Capital Corp. Broker (Douglas Szempruch) Suspended for Excessive Trading and Unauthorized Trading   
12 Jul 2021, 2:26 pm by Iorio Altamirano
  If you or a loved one were a customer of Douglas Szempruch or Aegis Capital, contact  New York securities arbitration law firm Iorio Altamirano LLP for a free and confidential consultation and review of your legal rights. [read post]
Iorio Altamirano - https://www.iorioaltamirano.com/blog/
Aegis Capital Corp. Ordered to Pay Nearly $2.7 Million for Supervisory Failures Related to Rampant Excessive and Unsuitable Trading
9 Nov 2021, 5:48 pm by Iorio Altamirano
  If you or a loved one were a customer of Aegis Capital, contact  New York securities arbitration law firm Iorio Altamirano LLP for a free and confidential consultation and review of your legal rights. [read post]
Iorio Altamirano - https://www.iorioaltamirano.com/blog/