Search for: "SEC v. National Securities, Inc." Results 321 - 340 of 491
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21 Jun 2018, 3:20 pm by Mark Walsh
The fact that he has the assignment is practically enough to conclude that the physical-presence rule from 1967’s National Bellas Hess, Inc. v. [read post]
6 Jun 2017, 3:57 am by Edith Roberts
Securities and Exchange Commission, the court held that because SEC disgorgement operates as a penalty, the five-year statute of limitations applies to a claim for disgorgement in an SEC enforcement action. [read post]
15 Oct 2018, 7:05 am by Deborah Heller
This week the Court released the calendar for arguments at the end of November and into December these cases are: Apple, Inc. v. [read post]
18 Feb 2012, 5:15 am by Richard Renner
Such funds are covered by the Securities Exchange Act (1934 Act) and are required to file disclosures with the Securities and Exchange Commission (SEC), just like other publicly traded companies. [read post]
24 Jan 2014, 12:57 am by Kevin LaCroix
  In an unreported August 1, 2011 ruling in National Credit Union Administration v. [read post]
3 Nov 2014, 3:55 am by Kevin LaCroix
These moves followed quickly after the Delaware Supreme Court’s May 2014 ruling in the ATP Tour, Inc. v. [read post]
15 Dec 2022, 8:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
27 Aug 2023, 3:56 pm by Andrew Warren
On August 14, 2023, a Fulton County, Georgia grand jury returned a 41-count indictment against former President Donald Trump and eighteen other individuals for a conspiracy to overturn the legitimate 2020 presidential election results in that state. [read post]
14 Mar 2017, 4:27 am by Edith Roberts
Securities and Exchange Commission, in which the court will decide whether that the five-year statute of limitations on SEC enforcement actions applies to actions seeking disgorgement, arguing that “prior precedent, along with the historical practice, strongly suggests that the SEC is trying to circumvent the statute by essentially calling a dog a cat. [read post]
1 Aug 2019, 8:30 am by Seeger Weiss LLP
This has included a $280 million settlement in United States of America ex rel Ven-A-Care of the Florida Keys, Inc. v. [read post]
7 Apr 2014, 5:30 am by Renee Kolar
National Securities, Inc.,[4] the Supreme Court described the insured-insurer relationship as of central importance in defining the business of insurance: The relationship between insurer and insured, the type of policy which could be issued, its reliability, interpretation, and enforcement—these were the core of the ‘business of insurance. [read post]
1 Apr 2012, 3:00 pm by Rebecca Shafer, J.D.
Supreme Court Issues Much Anticipated Decision in Roberts v. [read post]