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Investor Fraud: Boston Hedge Fund Manager Pleads Guilty in Ponzi Scam Case, Ex-State Street Executive is Sentenced to 18 Months, and Willow Creek Fund Manger Must Forfeit $13M
29 Oct 2018, 12:50 pm by ccollins
Shepherd, Smith, Edwards and Kantas, LLP –SSEK Law Firm Our investor fraud lawyers at Shepherd Smith Edwards and Kantas, represent individual and institutional investors throughout the US. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Criminal Securities Fraud Cases Including Startup Company Charged in $48M Fraud
4 Mar 2019, 9:31 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today for a free, no obligation consultation for your case. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Big Banks Are Accused of Rigging Freddie Mac and Fannie Mae Bonds
27 Feb 2019, 7:40 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
The FBI and NY Regulators Raid GPB Capital Holdings’ Trash Hauling Company
26 Mar 2019, 7:12 am by ccollins
GPB Capital Holdings Investor FraudShepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has been speaking with investors who purchased GPB Capital Holdings-related private placements. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investment Fraud: Capital Securities Must Pay Retired Teachers $3.8M and Investors Ask Court for Nearly $2.7M Judgment over High Risk Investment Losses
6 Feb 2019, 2:17 pm by ccollins
Investor Fraud Lawyers Our investor fraud lawyers of Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) work with investors throughout the US in helping them to recover losses they sustained because of investment adviser fraud, financial adviser fraud, broker fraud, broker-dealer fraud, or other kinds of fraud or negligence. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Royal Alliance and Former Broker Are Ordered to Pay $4.2M To Widow Who Was Victim of Investor Fraud
17 Jan 2019, 1:11 pm by ccollins
Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has a team of experienced older investor fraud lawyers on staff that are here to help elderly investors, as well as other vulnerable investors—including investors with disabilities or serious illnesses—in pursuing their broker fraud claim. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Radio Host Accused in $19.6M Texas Scam That Targeted Elderly Investors
18 Mar 2019, 11:04 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today if you invested in DGI Accounts through Gallagher and his companies or suspect you were the victim of a different Texas investor scam. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investor Fraud: Ex-HCR Wealth Advisors Advisor Who Stole $1.2M from Pro Athlete Makes a Deal with the SEC, Investment Adviser and His Daughter Settle $7.9M Ponzi Scam Case, and Texas-Based Developers to Pay Over $50M in E-B Offering Scam
17 Dec 2018, 1:18 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LTD LLP (SSEK Law Firm) today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
GPB Capital Sued by Another Business Partner Alleging Financial Misconduct
31 Jul 2019, 11:45 am by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today for your free, no obligation case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ex-Cetera, UBS, and Spencer Edwards Brokers Barred
21 Jun 2019, 12:21 pm by ccollins
Broker Fraud Over the years, Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has proven successful in helping thousands of investors in recouping losses that they suffered due to brokerage firm misconduct, negligence, and broker fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Former Alexander Capital Broker Accused of Churning Must Pay Over $302K
12 Mar 2019, 2:23 pm by ccollins
We have helped clients recover their money lost due to the following and more: Margin account abuse Overconcentration Churning Unauthorized trades Negligence Unsuitability Inadequate supervision Failure to execute trades Breach of obligation/duty Misrepresentations Omissions Theft Excessive commissions Unregistered securities sales Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) and ask to speak with an experienced broker fraud attorney today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Finra Bars Another Ex-Morgan Stanley Representative, Fines Firm $10M for AML Detection Deficiencies, and Orders It To Pay Two Investors $4.2M For Broker Fraud
10 Jan 2019, 8:47 am by ccollins
At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm), we have gone up against hundreds of financial firms in pursuing investor claims for losses involving broker fraud and investment adviser fraud. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
FINRA Bars Broker For Selling $10.8M of Notes in $1.2B Woodbridge Ponzi Scam
6 Dec 2018, 11:55 am by ccollins
Woodbridge Broker Fraud Lawyers If you are an investor who lost money in the Woodbridge Ponzi scam after a broker or brokerage firm sold you Woodbridge promissory notes, please contact our broker fraud lawyers at Shepherd Smith Edwards and Kantas, LTD LLP (SSEK Law Firm) today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Brokerage Firms Made over $165 Million for Selling GPB Capital Private Placements
1 Jul 2019, 1:03 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LTD LLP (SSEK Law Firm) today so that we can help you explore your options during a free, no obligation case consultation. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Puerto Rico Oversight Board Seeks to Invalidate Over $6 Billion of General Obligation Bonds
15 Jan 2019, 10:24 am by ccollins
If you lost money from Puerto Rico bonds or closed-end bond funds sold to you by UBS-Puerto Rico, Oriental Bank, Popular Securities, GMS Securities, Santander Securities (SAN), Merrill Lynch, or another broker-dealer, contact Shepherd, Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Stephen Brandon Anderson Accused of Multiple SEC Findings
5 Jun 2019, 11:15 am by ccollins
Investor Fraud Throughout the US, our investor lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) has represented thousands of investors in recouping losses caused by negligence, fraud, or other misconduct. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Former LPL Broker and Ex-Convict Accused in $3.3M Investor Fraud
10 Jul 2019, 4:52 am by ccollins
If you believe any broker that represented you may have been a cause of your investment losses, contact Shepherd Smith Edwards and Kantas, LLP (SSEk Law Firm) today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/