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Brazilian Energy Company’s Corruption-Related U.S. Securities Suit Survives Dismissal Motion
28 Mar 2017, 4:32 pm by Kevin LaCroix
  The Securities Lawsuit As discussed here, on July 25, 2015, certain Electrobras investors filed a securities class action lawsuit in the Southern District of New York. [read post]
The D & O Diary - http://www.dandodiary.com/
Revoking a Subscription Agreement
5 Oct 2010, 5:14 am by Doug Cornelius
Sources: McReynolds v. [read post]
Compliance Building - http://www.compliancebuilding.com
SEC Commissioner Urges Reform of Regulation D and Private Markets
1 Feb 2023, 9:01 pm by renholding
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Ninth Circuit Reverses Dismissal Of Securities Frau Complaint On Loss Causation Grounds Despite Three-Month Delay Between Corrective Disclosure And Market Reaction
23 Sep 2008, 3:34 am
”  Metzler Investment GMBH v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reverses Dismissal Of Securities Fraud Complaint On Loss Causation Grounds Despite Three-Month Delay Between Corrective Disclosure And Market Reaction
23 Sep 2008, 3:34 am
”  Metzler Investment GMBH v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Federal Judge Interprets SOX to Protect Whistleblowers Who Report Fraud Committed by Clients and Business Partners
19 Jan 2011, 11:22 am by admin
Judge Robert Sweet of the United States District Court for the Southern District of New York stated in the case of Sharkey v. [read post]
Whistleblower Law Blog - http://employmentlawgroupblog.com
Second Circuit Applies Morrison to Criminal Prosecution Under Section 10(b) and Rule 10b-5
23 Oct 2013, 3:27 pm by John Stigi
In United States v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Today's Financial Crisis, Corporate Governance, and the Issue of Third-Party Liability
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
esb20815 - http://esb20815.wordpress.com
Chancery Court ruling addresses Section 205’s application to ex-officer’s alleged defective corporate acts
17 Aug 2020, 5:27 am by Francis Pileggi
  v. [read post]
Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/
Weekly Roundup: July 16-22, 2021
23 Jul 2021, 6:06 am
Silk, Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Argument recap: Justices grapple with the distinction between primary and secondary liability and what it means to “make” a statement under the federal securities laws
9 Dec 2010, 10:13 am by Steven Kaufhold - Guest
At oral argument on Tuesday in Janus Capital v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Loss Causation Under Rule 10b-5: Separating Fraud From Bad News
14 Oct 2009, 5:00 am
In Fener v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Federal Securities Law Blog's Monthly Review (April 15, 2012 Edition)
13 Apr 2012, 11:49 am by William McGrath
" The 21 members will "represent a wide variety of interests, including senior citizens and other individual investors, mutual funds, pension funds, and state securities regulators" and will begin working "in the near future. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
Case of the Day: Ambritz Trading Corp. v. URALSIB Financial Corp.
1 Dec 2011, 3:00 am by Ted Folkman
The case of the day is Ambritz Trading Corp. v. [read post]
Letters Blogatory - http://lettersblogatory.com/
Shareholder Activism and Governance in France
8 Oct 2019, 6:29 am
Emmerich, Sabastian V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Dixon v. Ladish: Wisconsin’s Waiver of Liability Provision Triumphs
20 Apr 2012, 5:00 am by David Rodman
In Dixon v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
CAFA Class Action Defense Cases–Admiral Insurance v. Abshire: Fifth Circuit Affirms Remand Of Class Action Holding Amended Complaint Did Not Commence Civil Action Under Class Action Fairness Act (CAFA)
20 Jul 2009, 9:09 pm
Co. v. [read post]
Class Action Defense Blog - https://www.reallaw.us/posts/
Will the SEC Prohibit Access Proposals in 2008? Submitted by: L. Reed Walton, Publications
9 Nov 2007, 6:45 am
The Securities and Exchange Commission appears poised to adopt a rule that would bar investors from filing proxy access proposals in 2008, a prospect that has alarmed some investors and Democratic lawmakers. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
Commodity Customers Seek High Court Review of MF Global Auditor Negligence
19 Oct 2015, 5:00 am by John Jascob
The Securities Investor Protection Corporation (SIPC) filed an action against MF Global in district court, and a SIPA trustee was appointed. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: July 14–20, 2017
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov