Search for: "Application of Frank" Results 341 - 360 of 4,172
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10 Oct 2011, 1:45 pm by James Hamilton
One of the primary goals of the Dodd-Frank Act was to move many over-the-counter swap transactions onto exchanges and into clearinghouses. [read post]
12 Aug 2011, 11:14 am by Lindsey Williams
The application does not mean that a whistleblower will automatically receive an award, but if the whistleblower does not submit an application they will have no chance receiving an award. [read post]
3 Oct 2013, 1:04 pm
The US Trademark Office issued the following  152 trademark registrations to persons and businesses in Indiana in September, 2013, based on applications filed by Indiana Trademark Attorneys: Reg. [read post]
26 Feb 2013, 7:11 pm by David Cheifetz
"Frank"ly speaking, that is. [read post]
11 Mar 2022, 1:39 pm by lennyesq
Frank *** On March 1, 2022, the EEOC updated its guidance on religious accommodations to COVID-19 vaccine mandates. [read post]
The debit card interchange fee cap was part of the so-called “Durbin Amendment” to the Dodd-Frank Act, which required the Board to promulgate a regulation applicable to banks having more than $10 billion in assets establishing maximum debit card interchange fees that are “reasonable and proportional to the actual cost” of processing the transaction.... [read post]
19 Jul 2015, 6:35 pm by Kevin LaCroix
The D&O Scout is an application that is downloadable onto iOS and Android powered tablets. [read post]
7 Jan 2011, 2:38 pm by James Hamilton
Also under the Dodd-Frank Act, swap execution facilities have monitoring obligations similar to the boards of trades enhanced provisions. [read post]
27 Apr 2017, 8:22 am by John Jascob
She also agreed that some CHOICE Act provisions applicable to the SEC could be extended to other agencies.Minority day hearing. [read post]
10 Jul 2011, 9:00 am by Elan Mendel
There is no lengthy application process needed to offer retail forex transactions. [read post]
15 Aug 2010, 11:36 am by James Hamilton
Section 742 of the Dodd-Frank Act includes several important provisions to enhance the protections afforded to customers in retail commodity transactions. [read post]
3 Jan 2014, 7:15 am by Barbara S. Mishkin
”  That Dodd-Frank section requires the CFPB’s Director to submit an annual report to the House and Senate Committees on Appropriations “regarding the financial operating plans and forecasts of the Director, the financial condition and results of operations of the Bureau, and the sources and application of funds of the Bureau, including any funds appropriated in accordance with [Section 1017(e)]. [read post]
20 Aug 2013, 8:39 am by Barbara S. Mishkin
  The Dodd-Frank rulemaking still on the CFPB’s “to do” list includes rules to implement the Dodd-Frank amendments to the Equal Credit Opportunity Act that require financial institutions to collect and maintain certain data in connection with credit applications made by women- or minority-owned businesses and small businesses and to the Home Mortgage Disclosure Act that greatly increase the types of information that financial institutions must… [read post]
17 Feb 2011, 5:40 pm by James Hamilton
In SIFMA’s view, this gap has provided a significant competitive opportunity for European institutions that are basing marketing campaigns on US institutions’ compliance with Dodd-Frank. [read post]
24 Jan 2011, 9:21 am by James Hamilton
Indeed, during the House-Senate conference on Dodd-Frank that hammered out the compromise Section 913, House Financial Services Chair Barney Frank said that Congress did not envision a uniform fiduciary standard containing a continuing duty to retail investors.In a comment letter to the SEC, SIFMA urged the SEC to define the scope of the term ``personalized investment advice’’ as used in Dodd-Frank but left undefined by the legislation. [read post]
5 Apr 2013, 1:53 am by Kevin LaCroix
First, the court held that a corporation cannot face liability under the Dodd-Frank Act for omitting information in its proxy statements not required to be disclosed by the applicable federal regulations, Items 402 and 407. [read post]