Search for: "Estate of Dodds"
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6 Aug 2014, 2:57 pm
It cannot be assumed that because the SEC has jurisdiction to bring anti-fraud actions, this automatically means that all of the securities registration requirements apply to all EB-5 offerings Whether the Morrison test has been superseded or not by Section 292P of the Dodd-Frank Act, it seems likely that any EB-5 offering would have enough connections with the U.S. to be subject to SEC anti-fraud actions. [read post]
16 Dec 2010, 9:21 am
The evidence clearly showed that Dodd and Conrad knew they were receiving preferential treatment despite repeated denials. [read post]
26 Sep 2011, 11:28 am
The new rules were adopted in light of Section 939A of the Dodd-Frank Act (“Dodd-Frank”), requiring the SEC to amend its regulations to “remove any reference to or requirement of reliance on credit ratings and to substitute in such regulations such standard of credit-worthiness. [read post]
26 Jul 2023, 9:05 pm
This trend also persists to the end of our sample period, even though the PfP-related requirements of the Troubled Asset Relief Program have long expired, and the compensation-related provisions of Dodd-Frank remain unimplemented. [read post]
24 May 2013, 9:00 am
We've previously analyzed the "say-on-pay" provisions of Dodd-Frank (and see also this Inbox item); this week, the Wall Street Journal's "Corporate Intelligence" column concluded that investors are "exercising more influence over executive pay," and highlights the perceived pros and cons from within the financial industry. [read post]
11 Oct 2016, 2:33 pm
Instead, the court severed the “for cause” removal provision from the Dodd-Frank Act, allowing the CFPB to continue to operate as an executive agency and providing the President with the power to supervise, direct, and remove the CFPB Director at will. [read post]
10 Feb 2014, 11:53 pm
The Dodd-Frank Act is supposed to create transparency in the market and minimize risk in global markets. [read post]
21 Mar 2011, 5:32 pm
Cassirer estate (10-786). [read post]
3 Mar 2012, 1:59 am
Wegmans Foods - $90,000Lobbyists: Aubrey Rothrock (Patton Boggs LLP) and Lindsay Hooper, Jonathan Talisman, Richard Grafmeyer, joseph Mikrut, William McKenny, Lawrence Willcox, and Christopher Javens (Capitol Tax Partners).Issues: Legislative and regulatory services related to estate and gift tax reform.10. [read post]
2 Jul 2011, 8:01 am
When seen on this level, the changes wrought by Dodd-Frank all look somewhat irrelevant. [read post]
26 Jun 2017, 4:17 pm
The case centers on a provision of the Dodd-Frank Act that bars retaliation against whistleblowers who make disclosures that “are required or protected under the Sarbanes-Oxley Act. [read post]
16 Apr 2018, 11:28 am
And Section 1042 of the Dodd-Frank Act (codified at 12 U.S.C. [read post]
22 Jun 2014, 9:30 pm
It is now possible to identify the popularity of actual ideas, such as engaging in real estate speculation. [read post]
7 Jan 2011, 1:27 am
In the plaintiffs’ consolidated amended complaint (here), the plaintiffs essentially alleged that Barclays had failed to disclose and properly account for the risky real estate business in which it was engaged. [read post]
15 May 2015, 10:46 am
Under the section an entity that provides the existing TILA and RESPA disclosures would not be subject to any civil, criminal, or administrative action or penalty for failure to fully comply with the Dodd-Frank provision under which the CFPB adopted the TRID rule. [read post]
14 Sep 2012, 9:45 am
The proposed rule highlights one of several provisions of the Dodd-Frank Act (“DFA”) authorizing the CFPB to examine and supervise nonbank “covered persons. [read post]
1 Jul 2007, 8:10 pm
In these positions, she's towing the line of the Barney Franks, Chris Dodds and Chuck Schumers of the U.S. [read post]
22 Nov 2011, 12:30 pm
“Ongoing distress in real estate markets and slow growth in jobs and incomes continue to pose risks to credit quality,” Acting Chairman Gruenberg added. [read post]
10 Oct 2017, 10:22 am
It is possible that a repeal or reform of The Dodd-Frank Wall Street Reform Act of 2010, which brought about the issue by empowering the SEC to impose civil penalties through the administrative process, could make the constitutional challenges to SEC ALJs moot. [read post]
31 Mar 2008, 8:15 pm
The controversy was sparked by a May 2006 report in the DBJ, which covered a speech Jackson gave in Dallas to a private group of minority real estate executives. [read post]
