Search for: "Working Group on Securities Disclosure Authority"
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6 Jun 2013, 3:43 pm
Nationally recognized for her extensive work, publications and leadership on HIPAA and other privacy and data security concerns, Ms. [read post]
22 Aug 2022, 4:08 pm
Yet there is still more work to be done regarding FISC transparency. [read post]
31 Jan 2024, 11:31 am
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
3 Jan 2016, 7:03 pm
In China, the new restrictions on nongovernmental organizations will forbid support from abroad and give oversight to the security apparatus. [read post]
22 Jul 2022, 5:07 am
Parratt said the SEC divided companies in to three groups; (1) the top 1,000 companies by market capitalization; (2) the next 6,000 companies; and (3) all of the rest. [read post]
17 Sep 2020, 10:57 am
” So, this does not work. [read post]
10 Jul 2024, 9:01 pm
And the panels you’ve organized touch on nearly every aspect of our work in the Enforcement Division. [read post]
31 Mar 2022, 9:05 pm
Securities and Exchange Commission (SEC) published its annual examination priorities. [read post]
10 May 2011, 4:48 pm
The Court rejected plaintiffs’ argument that media disclosures should be covered because such reports might ultimately cause information to be communicated to the appropriate governmental authorities. [read post]
29 Feb 2012, 11:10 pm
The Afghan, Iraq, and Diplomatic cable disclosures were on an unprecedented scale and extent. [read post]
19 Oct 2021, 7:41 am
Silver Law Group represents investors in securities and investment fraud cases. [read post]
15 Sep 2023, 8:52 am
One of the areas of that authority is cybersecurity, which includes performing cybersecurity audits annually. [read post]
4 Aug 2014, 4:13 am
(DTG is The DreamTeam Group). [read post]
28 Feb 2017, 12:42 pm
Accordingly, the ABA makes a series of recommendations for how the CFPB can use existing regulatory authorities to close regulatory gaps and ensure that consumer financial data is accorded baseline privacy and security protections regardless of where the data resides. [read post]
26 Apr 2022, 2:28 am
" While VW may not have formally lodged complaints, it is a fact that the car maker has been lobbying competition authorities and policy makers in multiple jurisdictions in an effort to secure green light for an exemption from cartel law. [read post]
2 Mar 2009, 5:13 am
The authority paid two employment agencies £1,007,725 between April and December last year. [read post]
16 Feb 2009, 4:08 am
The West Lancashire figure of 1,152 possession notices compares to an average of 381 for the 109 local authorities which responded to the FOI request by the Liberal Democrats. [read post]
7 Dec 2011, 11:37 am
This news provides welcome relief for group health plans and insurers, and the employers, administrators and others working to update and administer group health plans in response to the Affordable Care Act. [read post]
4 Mar 2010, 8:36 am
It was revealed that his most senior aide took part in a key discussion with the owners of the site - members of the Qatari royal family - and councillors from the Westminster planning authority. [read post]
11 Aug 2008, 10:51 am
For example, on August 6, 2008, STMicroelectronics sued Credit Suisse Group in the Eastern District of New York, alleging that Credit Suisse placed $450 million of the chipmaker’s securities in unauthorized auction rate securities. [read post]
