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17 Jul 2012, 12:15 pm by Mike Nonaka
On July 10, the Federal Financial Institutions Examination Council (FFIEC) issued risk management guidance for depository institutions’ use of cloud computing. [read post]
13 Jun 2011, 3:43 am by John L. Welch
The PTO refused registration of the mark LION GLOBAL RESOURCES for various financial services [GLOBAL INVESTORS disclaimed] in view of the registered mark LION for partly identical financial services. [read post]
18 Nov 2016, 2:38 pm by Anamika Roy
With the Department of Labor slated to enact a rule next year requiring people who manage retirement funds to act as fiduciaries, financial services companies are looking at what this means for their offerings. [read post]
13 Feb 2014, 7:35 am
Examples could include traditional IT managed services, application development and maintenance services, system implementation services, and other back office support services. [read post]
12 Mar 2015, 7:22 pm by Sabrina I. Pacifici
“Changing how government delivers services such as acquisition, financial management, human resources and information technology can improve performance and reduce overlap, duplication and overall costs. [read post]
27 Sep 2018, 6:51 am by Jonathan Herbst (UK)
Prospects for cooperation in financial services with other countries post-Brexit. [read post]
In this case, the court found that an Australian Financial Services licensee was in breach for failing to implement adequate risk management systems to manage its cybersecurity risks. [read post]
18 Aug 2020, 7:59 am by Bob Ambrogi
He had formerly helped found the Clutch Group, an e-discovery managed services firm, and served as its executive vice president. [read post]
14 Mar 2011, 6:30 pm by James Hamilton
The Financial Services Committee has received testimony regarding the role private equity firms play in preserving existing jobs and creating new ones by providing capital to struggling and growing companies. [read post]
29 Mar 2021, 8:50 pm by Victoria Pridmore
It also contains the final rules for the Financial Services Compensation Scheme (FSCS) Management Expenses Levy Limit (MELL) for 2021/22. [read post]
30 Mar 2008, 2:04 am
The Reserve Bank's March 2008 Financial Stability Review gives an overview of the global financial environment and Australia's financial system concluding with a discussion of crisis management arrangements, ADIs' liquidity management policies and proposed regulation of mortgage brokers. [read post]
30 Jan 2017, 4:22 am
This Way to Financial Services ReformBy Jay B. [read post]
26 Jul 2018, 4:00 am by Tracy Coenen
There are areas of the financial statements that rely heavily on the judgment of management. [read post]
26 Apr 2022, 2:43 pm by Andrew Otis, Brittany Batts
Following on the heels of the New York Department of Financial Services (“NYDFS”), the National Association of Insurance Commissioners (“NAIC”) and the U.S. [read post]
9 Jul 2024, 8:49 am by Simon Lovegrove (UK)
The Principles contained in the consultative document are intended to supersede those in the 2005 Joint Forum paper Outsourcing in financial services specifically for the banking sector. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]
18 Aug 2024, 10:00 pm
The guidance outlines AI’s potential risks and benefits for investment firms and their clients and covers various AI-use aspects, including customer service, provision of investment advice and portfolio management services, compliance, risk management, and fraud detection. [read post]