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20 Apr 2023, 7:28 am
Regulatory Updates Need to Be Made This recent bacteria outbreak in a pharmaceutical product highlights regulatory gaps in controlling imports of overseas medications and the impact on U.S. consumers. [read post]
20 Apr 2023, 6:37 am
” “This issue has been highlighted by a recent thematic review conducted by the SRA of in house legal teams. [read post]
19 Apr 2023, 9:05 pm
” Earlier this month, he followed through on his initial call for equity by signing another order aimed at modernizing regulatory review. [read post]
19 Apr 2023, 1:42 pm
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2023.html Extension of Public Interest, General Applicability Waiver of Build America, Buy America Provisions as Applied to Tribal Recipients of HUD Federal Financial Assistance: Extension of Public Comment Period (HUD) Land Acquisitions; the Samish Indian Nation, Washington (Interior) Definitions; Background Investigation for Primary Management Officials and Key Employees; Gaming Licenses for Primary Management… [read post]
19 Apr 2023, 11:50 am
Investors can use the tool to verify whether a broker or brokerage firm is registered with FINRA, as well as to review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
19 Apr 2023, 8:55 am
Alex Rowell (Constitutional Accountability Center) have posted Major Questions Doctrine: An Extraordinary Doctrine for "Extraordinary" Cases (Wake Forest Law Review, Forthcoming) on SSRN. [read post]
19 Apr 2023, 8:22 am
Companies should review their fraud risk assessments and take steps to evaluate whether they have adequate anti-fraud policies and procedures in place which will allow them to be in compliance with the new proposed failure to prevent fraud offence. [read post]
19 Apr 2023, 7:31 am
I’ve watched the progress of enough bills to know that this just isn’t enough time to conduct extensive hearings on the bill, conduct a full clause-by-clause review, debate and vote in the House, and then conduct another review in the Senate. [read post]
19 Apr 2023, 6:19 am
(“Insight Securities”) in Highland Park, Illinois, agreed to a censure and fine of $25,000 in a regulatory settlement with FINRA, the Financial Industry Regulatory Authority. [read post]
19 Apr 2023, 3:30 am
While some of the Democrats on the FSC tried to run some interference for him, all in all it doesn’t appear that the committee should expect a five-star Yelp review from the SEC chair any time soon. [read post]
18 Apr 2023, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a discussion paper on 30 March 2023 seeking opinions on the Senior Managers and Certification Regime (SMCR). [read post]
18 Apr 2023, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a discussion paper on 30 March 2023 seeking opinions on the Senior Managers and Certification Regime (SMCR). [read post]
18 Apr 2023, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a discussion paper on 30 March 2023 seeking opinions on the Senior Managers and Certification Regime (SMCR). [read post]
18 Apr 2023, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a discussion paper on 30 March 2023 seeking opinions on the Senior Managers and Certification Regime (SMCR). [read post]
18 Apr 2023, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a discussion paper on 30 March 2023 seeking opinions on the Senior Managers and Certification Regime (SMCR). [read post]
18 Apr 2023, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a discussion paper on 30 March 2023 seeking opinions on the Senior Managers and Certification Regime (SMCR). [read post]
18 Apr 2023, 9:05 pm
But we should expect this trend to accelerate as businesses perceive federal courts’ decisions as an increasing threat to the stability of regulation upon which they depend for their operations, investments, and innovation.The post The Growth in Business Support for Regulation first appeared on The Regulatory Review. [read post]
18 Apr 2023, 4:21 pm
If you find this of interest, you also be interested reviewing some of our other Solutions Law Press, Inc. resources available here. [read post]
18 Apr 2023, 12:48 pm
Malone Read The Antitrust Week In Review at constantinecannon.com [read post]
18 Apr 2023, 11:37 am
Investors can use the tool to verify whether a broker or brokerage firm is registered with FINRA, as well as to review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
