Search for: "Securities and Exchange Commission v. Marin" Results 21 - 40 of 43
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20 May 2009, 7:36 am
"   In re NYSE Specialists Securities Litigation, 503 F.3d 89 (2007):   In this case, the Second Circuit considered a lawsuit brought against, inter alia, the New York Stock Exchange, alleging that the NYSE had failed to adequately police the seven firms through which stock trades are funneled. [read post]
The Numbers and Trends By virtually all statistical measures, the level of enforcement activity has increased substantially under this Commission. [read post]
22 Jul 2014, 3:55 am by Kevin LaCroix
                  Bylaws analyzes potential obstacles to adopting arbitration bylaws, including the policy of the Securities and Exchange Commission staff against allowing companies with arbitration provisions in their organizing documents to go public. [read post]
2 Jan 2025, 9:05 pm by The Regulatory Review
Securities and Exchange Commission (SEC) approved bitcoin exchange-traded funds (ETFs), allowing investors to buy and sell bitcoin just like stocks and other financial instruments. [read post]
4 Jan 2016, 4:08 pm by Kevin LaCroix
  The dust-up in Delaware over fee-shifting bylaws got started in May 2014, when the Delaware Supreme Court in the ATP Tours, Inc. v. [read post]
4 May 2023, 9:31 pm by Zoe Stern
Securities and Exchange Commission to reassess existing exemptions and to collect more data on private markets before exempting additional companies from public disclosure requirements. [read post]
9 Feb 2020, 7:17 pm by Omar Ha-Redeye
In Raincoast Conservation Foundation v. [read post]
21 Jan 2021, 12:54 pm by John Elwood
Department of Homeland Security v. [read post]
15 Nov 2011, 4:05 pm by INFORRM
 The church’s provocative picketing of military funerals was held by the Supreme Court to be protected by the First Amendment in Snyder v Phelps (2 March 2011), a case brought by the father of a dead Marine who sued the church for the distress caused by their attendance at his son’s funeral. [read post]
13 Oct 2008, 12:12 pm
(IP Think Tank) WIPO working group to reconsider rules on appellations of origin (Intellectual Property Watch) Economic downturn hits trade mark filings (Managing Intellectual Property)   Global - Patents Dynamic tools for innovation management (Securing Innovation) Dynamic tools for invention review (Securing Innovation) Dynamic tools for publication clearance (Securing Innovation) Dynamic tools for trade secrets (Securing Innovation) Eureka! [read post]
8 Sep 2015, 5:08 pm by Kevin LaCroix
  First, in a July 8, 2015 decision in Acevedo v. [read post]
16 Feb 2011, 10:00 pm by Joe Wallin
(d) Qualified Investor - For purposes of this section -- (1) IN GENERAL - The term “qualified investor” means an accredited investor, as defined by the Securities and Exchange Commission, investor network, or investor fund who review new or proposed businesses for potential investment. (2) INVESTOR NETWORK - The term “investor network” means a group of accredited investors organized for the sole purpose of making qualified equity investments. (3)… [read post]
9 Mar 2011, 5:37 am by 1 Crown Office Row
In his Bringing Rights back home: making human rights compatible with parliamentary democracy in the UK (Policy Exchange, 2011) the political scientist Dr. [read post]
9 Mar 2011, 12:22 am by Aidan O'Neill QC, Matrix
       In his Bringing Rights back home: making human rights compatible with parliamentary democracy in the UK (Policy Exchange, 2011) the political scientist Dr. [read post]