Search for: "State v. Investors Security Corporation" Results 21 - 40 of 1,355
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5 Mar 2024, 5:40 am by Unknown
By Suzanne CosgroveThe Council of Institutional Investors (CII) has urged the SEC to initiate new rulemaking that will make it easier to trace shares sold into the marketplace through both direct listings and initial public offerings and, in the process, protect investors’ rights under Section 11 of the Securities Act of 1933.The CII said the urgency of its petition is in part a response to the Supreme Court decision Slack Technologies, LLC v. [read post]
14 Jul 2019, 5:11 pm by Kevin LaCroix
One of the most interesting and significant developments in the corporate and securities litigation arena has been the rise of collective investor litigation outside the United States, as I have discussed in prior posts. [read post]
9 Jul 2018, 7:31 am by John Jascob
Other issues relevant to fixed income market structure OIA will review include rulemakings impacting municipal securities and corporate bond investors. [read post]
20 Jan 2012, 2:00 am by Stephanie Figueroa
Reyes: Defining Prosecutorial Misconduct - This post outlines United States v. [read post]
17 Jan 2008, 5:50 am
This is not a bankruptcy case, but it will be applicable in many large bankruptcy cases involving allegations of fraud by shareholders or investors.On January 15, 2008, the United States Supreme Court entered an important decision in Stoneridge Investment Partners v. [read post]
27 Apr 2016, 6:02 am
Omnicare’s registration statement for a public offering under the Securities Act of 1933 stated the company’s belief that its marketing practices to certain kinds of pharmacies were lawful. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
In the following guest post, ISS Securities Class Action Services and the FOX Williams law jointly report on the current state of play in European Class Actions. [read post]
30 Nov 2010, 12:24 pm by William Birdthistle
One week from today, the Supreme Court will take another dip in the parlous waters of securities class actions when it hears oral argument in Janus v. [read post]
7 Feb 2013, 8:19 am by Jack J. Gravelle
Investor activism on corporate political spending has increased significantly since the Supreme Court’s 2010 ruling in Citizens United v. [read post]
23 Apr 2010, 8:00 am by Kinny Bagga
The stated purpose of SEBI as an agency is to “protect the interests of investors in securities and to promote the development of, and to regulate, the securities market. [read post]