Search for: "State v. Investors Security Corporation"
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31 Aug 2020, 3:00 pm
For example, in the 2015 case Harris v. [read post]
14 Dec 2022, 5:12 am
Bankman-Fried, December 13, 2022; CFTC v. [read post]
8 Feb 2010, 3:43 pm
The verdict marks the end of the latest chapter in a battle over the viability of ”foreign-cubed” or “f-cubed” class actions–or securities fraud class actions alleging fraud by a foreign corporation, on foreign investors, involving securities traded on a foreign exchange. [read post]
7 Mar 2011, 12:17 pm
On March 4, 2011, the United States District Court for the Northern District of California approved a Class Action Settlement in In Re Countrywide Financial Corporation Securities Litigation, No. [read post]
24 Jul 2017, 10:11 am
In United States v. [read post]
23 Feb 2024, 6:52 am
In the complaint against the SEC in a Texas district court, Lejilex and Crypto Freedom Alliance of Texas ask for a declaratory judgment that Lejilex’s crypto exchange is not subject to SEC registration and that the crypto trades on the exchange are not sales of securities (Lejilex v. [read post]
5 Jun 2012, 8:14 am
Ferrer stated, "Our primary goal in creating the Securities and Investment Fraud Initiative was to protect investors from fraud and to restore the integrity of the securities market. [read post]
5 Jun 2012, 8:14 am
Ferrer stated, "Our primary goal in creating the Securities and Investment Fraud Initiative was to protect investors from fraud and to restore the integrity of the securities market. [read post]
3 Dec 2020, 2:07 pm
TAL Education Group disincentivizes plaintiff securities class action lawyers from performing their own independent investigatory work of corporate malfeasance. [read post]
18 Jan 2022, 1:55 pm
The complaint purports to be filed on behalf of a class of investors who purchased the company’s securities between November 27, 2020 (that is, shortly after the SPAC merger was completed) and April 14, 2021 (that is, the day before the Scorpion Capital article). [read post]
25 Apr 2024, 1:28 pm
The Court contrasted the language of Rule 10b-5(b) with the language of Section 11(a) of the Securities Act of 1933, which prohibits a registration statement that “contain[s] an untrue statement of a material fact or omit[s] to state a material fact required to be stated therein or necessary to make the statements therein not misleading. [read post]
11 Mar 2022, 1:05 pm
The KJK securities team can offer legal counsel across the spectrum of corporate and securities law. [read post]
1 Dec 2009, 4:30 pm
Morrison v. [read post]
1 Feb 2021, 11:39 am
Toshiba Corporation. [read post]
15 Apr 2009, 8:00 am
In Rubke v. [read post]
15 Aug 2008, 5:38 am
Although the defendants in United States v. [read post]
7 Jun 2007, 5:10 am
As the court stated “we are aware of no case imposing §10(b) or Rule 10b-5 liability on a business that entered into an arm’s length non-securities transaction with an entity that then used the transaction to publish false and misleading statements to its investors and analysts. [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission, on Thursday, March 18, 2021 Tags: Asset management, Institutional Investors, Mutual funds, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder voting, Transparency [read post]
17 Aug 2011, 5:00 am
John Fund, Inc. v. [read post]
28 Nov 2011, 3:00 am
The Court of Appeals combined oral argument in Roni with a second case, Assured Guaranty (UK) Ltd. v. [read post]
