Search for: "State v. Investors Security Corporation" Results 381 - 400 of 1,355
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
21 Feb 2011, 5:00 am by J Robert Brown Jr.
   Yet lower courts have read into the language an intent to exempt foreign securities even if the trade occurs in the United States. [read post]
20 May 2016, 6:45 am
Weiner, Ropes & Gray LLP, on Saturday, May 14, 2016 Tags: Commercial litigation, Corporate liability, Delaware cases, Delaware law, Forum selection, Incorporations,Jurisdiction, State law, Written consent SEC and Modernizing Regulation S-K Posted by Holly J. [read post]
14 Jun 2019, 6:18 am
Blurred Lines: Government Involvement in Corporate Internal Investigations and Implications for Individual Accountability Posted by Andrew Bauer, Jonathan Green, and Sara D’Amico, Arnold & Porter Kaye Scholer LLP, on Friday, June 7, 2019 Tags: Banks, Deutsche Bank, DOJ, Financial institutions, Financial regulation, LIBOR, Securities enforcement, U.S. federal courts Board Development and Director Succession Planning in the… [read post]
8 Jan 2021, 5:52 am
Securities and Exchange Commission, on Tuesday, January 5, 2021 Tags: Capital formation, Direct listings, Due diligence, Institutional InvestorsInvestor protection, IPOs, Listing standards, NYSE, Retail investors, SEC, SEC rulemaking, Securities regulation, Underwriting Say-on-Pay Votes and Compensation Disclosures Posted by Brian V. [read post]
18 Aug 2009, 6:18 am
All of the Submitting Professors have research or professional interests relating to how publicly traded firms are run and how their affairs are governed by corporate and securities laws. [read post]
11 Sep 2012, 1:36 am by Kevin LaCroix
” It cites Basic Inc v Levinson (1988) for the proposition that “information is considered material if there is a substantial likelihood that a reasonable investor would consider it important in making an investment decision or if the information would significantly alter the total mix of information made available. [read post]
3 Feb 2008, 10:42 pm
However, Bainbridge notes that active investor involvement in corporations would disturb the very essence of practicality: "centralization of essentially non-reviewable decision-making authority in the board. [read post]