Search for: "State v. Investors Security Corporation" Results 381 - 400 of 1,308
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22 Sep 2015, 8:01 am by John Jascob
Madoff Investments Securities LLC’s day-to-day affairs, and that the complaint failed to plead a primary violation of the securities laws (Dusek v. [read post]
12 Apr 2019, 6:20 am
., on Friday, April 5, 2019 Tags: Board composition, Board leadership, Boards of Directors, California, Diversity, Institutional Investors, Institutional voting, Proxy advisors, SB 826, State law, Surveys Review and Analysis of 2018 U.S. [read post]
5 Apr 2009, 1:26 pm
For example, in June 2008, the SEC filed civil charges against two former portfolio managers for allegedly misleading investors and certain institutional counterparties about the financial state of Bear Stearns’ two largest hedge funds and their exposure to subprime mortgage-backed securities.[13] On the same day, the U.S. [read post]
17 Aug 2021, 11:43 am by John Jascob
However, the plaintiff says that the planned vote on the amendment violates the Delaware General Corporation Law by requiring Class A (public) stockholders to vote together with the SPAC’s sponsor, which owns Class B stock (Bass v. [read post]
4 Jul 2007, 10:03 am
Symetra Financial Corporation (Symetra) filed a Registration Statement with the Securities and Exchange Commission (SEC) on June 29, 2007 announcing a proposed initial common stock offering of $750,000,000. [read post]
24 Apr 2023, 6:41 am by Samuel I. Portnoy
With the 30th anniversary of the Private Securities Litigation Reform Act (PSLRA) on the horizon, the Third Circuit’s recent precedential opinion in Scott v. [read post]
24 Apr 2023, 6:41 am by Samuel I. Portnoy
With the 30th anniversary of the Private Securities Litigation Reform Act (PSLRA) on the horizon, the Third Circuit’s recent precedential opinion in Scott v. [read post]
24 Apr 2023, 6:41 am by Samuel I. Portnoy
With the 30th anniversary of the Private Securities Litigation Reform Act (PSLRA) on the horizon, the Third Circuit’s recent precedential opinion in Scott v. [read post]
25 Apr 2024, 9:01 pm by renholding
On April 5, 2024, a jury in California federal court found a former corporate executive liable for insider trading in SEC v. [read post]