Search for: "Working Group on Securities Disclosure Authority"
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20 Jan 2016, 11:17 am
Risks relating to disclosure obligations. [read post]
22 Feb 2012, 9:26 am
Principle 10: All parties should limit dissemination of ESI discovery to members of their litigation team who need and are approved for access, and they should also take reasonable and appropriate measures to secure ESI discovery against unauthorized access or disclosure. [read post]
18 Nov 2010, 10:10 am
A prolific author and popular speaker, Ms. [read post]
20 Feb 2025, 2:00 am
To avoid the inadvertent disclosure of sensitive information, implement data security measures, including data encryption, access controls and data retention policies. [read post]
1 Jan 2020, 10:35 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
21 Aug 2013, 6:52 pm
Employer and union group health plan sponsors and insurers of group and individual health plans (Health Plans) agonizing over 2014 plan design decisions are running out of time. [read post]
21 Oct 2011, 3:31 pm
BHARARA serves as a Co-Chair of the Securities and Commodities Fraud Working Group. [read post]
28 Apr 2016, 5:54 pm
The report specifically mentions copyright industry groups’ advocacy and support for these measures. [read post]
19 Oct 2021, 10:10 am
” Similarly, the requirements for using e-mail to provide electronic disclosures in Subsection (k)(4) of the Electronic Disclosure Rule require the plan administrator to take “measures reasonably calculated to protect the [read post]
1 Dec 2021, 1:29 pm
Here is the authors’ article. [read post]
16 Jul 2014, 9:10 am
Readers must engage properly qualified legal counsel to secure legal advice about the rules discussed in light of specific circumstances. [read post]
15 Dec 2011, 7:40 am
According to Jim Hamilton's World of Securities Regulation Blog, "[t]he SEC seeks five specific statutory enhancements to its enforcement authority that collectively would allow the Commission to impose appropriate monetary penalties for serious violations and authorize greater penalties for recidivists. [read post]
26 Feb 2024, 10:00 pm
The change will impact employee benefits if employers recharacterize an individual’s working status. [read post]
10 Jul 2024, 8:41 am
FINRA barred him from working in the securities industry in March 2022. [read post]
16 May 2023, 9:18 am
With over 30 years of securities law experience, including experience working at FINRA and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions attempt to recover their investment losses. [read post]
19 Nov 2024, 10:00 am
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
19 Nov 2024, 10:00 am
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
24 Mar 2025, 6:00 am
In October, authorities in the Dominican Republic dismantled a group of National Police officers who allegedly stole almost one million rounds of police ammunition and sold it on the black market. [read post]
4 Jan 2012, 11:08 pm
But see Obsidian Finance Group, LLC v. [read post]
7 Jun 2010, 8:03 am
McDevitt is a best-selling author who is regularly sought out by the media to give expert opinions. [read post]
