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17 Aug 2006, 7:15 am
The staff advised that it will not recommend enforcement action if an investment adviser that registered as a result of the SEC's hedge fund adviser rules does not maintain the books and records required by rule 204-2(a)(16) as long as the adviser meets the terms and conditions of vacated rule 204-2(e)(3)(ii).The SEC provided a grandfather provision when it adopted the hedge fund adviser rules to allow for existing advisory agreements on performance-based compensation… [read post]
27 Oct 2014, 1:30 pm by Seyfarth Shaw LLP
On Friday, the Court of Appeals gave a non-answer, adopting the DOL’s position as to the amount of deference to which its opinion letter is entitled—none. [read post]
13 Nov 2009, 10:24 am by Steven Taber
If you would like to receive this update in an e-mail delivered to your inbox every Monday, please send an e-mail to subscribe@calairlaw.com with the word “subscribe” in the subject line. [read post]
11 Aug 2016, 4:57 pm by Kevin LaCroix
Yet the issues continue to arise, as shown most recently in District of Colorado Judge Robert E. [read post]
23 Jan 2012, 7:37 am
At bottom, we must “assur[e] preservation of that degree of privacy against government that existed when the Fourth Amendment was adopted. [read post]
6 Dec 2024, 6:54 am by Rob Robinson
This conversation underscored the need for collaboration and education to ensure responsible adoption of AI tools. [read post]
3 Sep 2009, 7:36 am
The E indicates an Eatonville PD case and the A indicates Co-Defendant A if there were two people arrested. [read post]
5 Aug 2018, 4:00 am by Administrator
Certaines variantes existent entre la loi adoptée par l’Assemblée nationale et celle adoptée par la Chambre des communes. [read post]
That is, any proposal seeking to introduce any addition to, or improvement or interpretation of, any of the covered agreement(s) would require compliance with Articles IX and X, and/or the relevant provisions of the covered agreement(s). [read post]
18 Dec 2008, 7:00 am
With regard to the testimony that a witness saw Fennell with Stites before the murder, the CCA adopted the trial court's finding that this testimony had been conveyed to the State after Reed's trial so the State was not in possession of the evidence prior to or during trial. [read post]
7 Sep 2019, 9:00 am by Patricia Salkin
The District adopted a resolution that its proposed solar energy project was absolutely exempt from the City’s zoning ordinances under section 53091(e), and qualifiedly exempt under section 53096(a), following the requisite determination that there was no feasible alternative to the proposed location of the project. [read post]
6 Nov 2020, 7:39 am by John Jascob
The AMAC recommended that the SEC adopt rules to digitize methods of authorization, including those relating to manual wet signature requirements and notarizations. [read post]
1 Jan 2010, 12:55 pm
Il faut remarquer que l'Autorité du Canal est soumise à des normes totalement séparées du régime général inspirée dans une large mesure du droit américain. [read post]
1 Feb 2015, 10:35 am by Guest Blogger
This disparate threat of regulatory punishment would render the law constitutionally suspect but can be avoided by adopting the government’s reading of the law. [read post]