Search for: "Estate of Dodds"
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24 Jun 2024, 9:01 pm
Good afternoon.[1] I appreciate the opportunity to speak with you again today as part of the Corp Fin Workshop. [read post]
28 Aug 2012, 11:55 am
A permanent private fund adviser exemption was adopted by the California Department of Corporations, effective August 27, 2012, following public comments first received between February 20 and March 25 of 2012 and more recently received during a 15-day period after final amendments were made to the rule on June 18, 2012. [read post]
30 Dec 2011, 7:27 am
Madoff Investment Securities LLC was transferred to her estate and liquidated for approximately $2 million and the Trustee administering the Madoff liquidation filed a clawback suit against Mr. [read post]
17 Dec 2020, 8:30 pm
The agency voting to adopt industry-friendly changes to its “resources extraction” disclosure rule follows a 10-year industry fight to water down the measure, mandated by the 2010 Dodd Frank law passed to battle corporate corruption. [read post]
23 Jan 2012, 2:00 am
Half-day seminar on legal knowledge in a digital age, with speakers including Geoffrey Robertson QC, Hugh Tomlinson QC, Heather Brooke, Mike Dodd and Adam Wagner. [read post]
27 Sep 2009, 11:09 pm
More or less simultaneously, House and Senate Committees chaired by Congressman Frank and Senator Dodd, respectively, have at last begun meeting to consider possible improvements to - perhaps even a complete "overhaul" of - our U.S. [read post]
13 Jun 2016, 1:00 pm
The rule does exclude certain types of products: Certain purchase money security interest loans; Real estate secured credit; Credit cards; Student loans; Non-recourse pawn loans; and Overdraft services and lines of credit. [read post]
27 Nov 2012, 2:00 am
Real Estate. [read post]
25 Sep 2008, 2:33 pm
Well, several variations are possible, and some are already on offer - for example, by Mike Barr at the Center for American Progress, by Bob Shiller at Cowles, by Senator Dodd and Representative Frank, and even by me. [read post]
24 Nov 2024, 9:01 pm
Whistleblower Protection Cases In fiscal year 2024, the Division recommended, and the Commission authorized, a series of settled enforcement actions to address violations of the Dodd-Frank whistleblower protection rule, which prohibits market participants from taking any action to impede would-be whistleblowers from contacting the SEC, including where firms purported to limit customers’ ability to voluntarily contact the SEC or required employees to waive the right to a possible… [read post]
26 Nov 2024, 9:05 pm
DOGE could shrink the SEC’s real estate profile by consolidating its regional offices, as the SEC recently did when it announced the closing of the Salt Lake City regional office, and by reducing leased space in the remaining offices, which would be rational if large-scale reductions in force are planned. [read post]
20 Jan 2012, 7:21 am
All of these factors and more will combine to reduce future demand for residential real estate dramatically… perhaps by half, but in addition, with no secondary mortgage market… no ability to securitize debt… even those wanting to buy homes going forward will find credit to be tight and tighter, destroying any potential for recovery in the housing market. [read post]
13 Oct 2010, 4:20 pm
My name is Martin Andelman and I am the author of the blog, Mandelman Matters. [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
22 Jan 2024, 9:01 pm
I am honored to be delivering the Alan B. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
