Search for: "Mark Astarita"
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30 Sep 2016, 1:19 pm
Hicks, who is now senior trial counsel in the Atlanta office.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
30 Sep 2016, 9:50 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Sep 2016, 12:59 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Sep 2016, 12:44 pm
Labor Department's Occupational Safety and Health Administration.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
29 Sep 2016, 11:24 am
Attorney’s Office for the Eastern District of New York, the Federal Bureau of Investigation, and the Internal Revenue Service’s Criminal Investigations Division as well as the assistance of the United Kingdom’s Financial Conduct Authority, the Guernsey Financial Services Commission, the Jersey Financial Services Commission, the Malta Financial Services Authority, the Cyprus Securities and Exchange Commission, the Gibraltar Financial Services Commission, and the Swiss Ministry of… [read post]
SEC Announces Agenda for October 5 Meeting of the Advisory Committee on Small and Emerging Companies
29 Sep 2016, 8:21 am
Dominguez, Board Member, National Association of Corporate DirectorsCommittee Discussion12:30 p.m.Lunch Break2:00 p.m.Remarks by Chair White Update on Equity Market Structure, Tick Size Pilot, and the Treatment of “Finders”Stephen Luparello, Director, Division of Trading and Markets2:45 p.m.Committee Discussion on Outreach to Smaller Companies about Capital Raising SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email… [read post]
28 Sep 2016, 12:54 pm
John’s University School of Law and her bachelor’s degree in sociology and criminal justice from Bloomsburg University of Pennsylvania.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2016, 11:49 am
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2016, 11:44 am
Rule 17Ad-22(e)(6) would require a covered clearing agency to have policies and procedures for marking positions to market, collecting margin at least daily, and conducting daily backtesting, monthly sensitivity analyses, and performing model validation at least annually. [read post]
28 Sep 2016, 10:39 am
The SEC appreciates the assistance of the Financial Industry Regulatory Authority.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2016, 8:17 am
Jenkins, and Atif Shameem of the Risk Analysis Examination team within the SEC’s Office of Compliance Inspections and Examinations.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
28 Sep 2016, 7:39 am
The SEC appreciates the assistance of the Fraud Section of the Criminal Division at the Department of Justice, the Federal Bureau of Investigation, and the Securities and Exchange Board of India.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
27 Sep 2016, 2:14 pm
SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
27 Sep 2016, 7:26 am
Price and Kara Brockmeyer.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
26 Sep 2016, 12:09 pm
Attorney’s Office for the Southern District of Florida.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
23 Sep 2016, 11:27 am
Attorney’s Office for the Southern District of Georgia.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Sep 2016, 9:51 am
Attorney’s Office for the Southern District of Florida and the Federal Bureau of Investigation.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
21 Sep 2016, 7:51 am
Axelrod and Mark R. [read post]
20 Sep 2016, 8:04 am
No money has been taken or withheld from harmed investors to pay whistleblower awards.For more information about the SEC’s whistleblower program and how to report a tip: http://ift.tt/NFydSrSEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
19 Sep 2016, 7:09 am
The SEC appreciates the assistance of the Public Company Accounting Oversight Board.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
