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4 Nov 2022, 1:03 pm
Wedbush Securities to pay $850,000 after Allegations of Misrepresentations, Supervisory Failures According to a Letter of Acceptance Waiver and Consent, the Financial Industry Regulatory Authority (FINRA) has reportedly censured and fined Wedbush Securities $850,000 for regulatory failures. [read post]
6 Jan 2017, 12:33 pm
Part I reviews the basics of product liability law, and how they relate to a potential lawsuit involving a fatality. [read post]
28 Jan 2010, 8:07 pm
On the same day he ordered his review of regulatory review, President Obama revoked Executive Order 13,221. [read post]
19 Mar 2005, 1:02 am
[JURIST] UK Home Secretary Charles Clarke [official profile] has ordered a review of the British government's decision last year [Evening Standard report] to downgrade cannabis from a regulatory B class to a C class, the same as anabolic steriods and anti-depressants. [read post]
17 Jan 2012, 12:00 am
H.R. 3068 – Regulatory Sunset and Review Act Introduced by Rep. [read post]
16 Sep 2012, 10:31 pm
CFPB conducted a small business review panel and published an initial regulatory flexibility analysis with the rule pursuant to the Regulatory Flexibility Act (RFA), and estimates that the proposed rule would impose 570,000 hours for one time changes and 2.4 million hours annually under the Paperwork Reduction Act (PRA). [read post]
27 Jun 2022, 9:46 am
On 24 June 2022, HM Treasury published two post-implementation reviews and a forward looking review of the UK’s anti-money laundering and countering the financing of terrorism (AML/CFT) regime. [read post]
21 Mar 2021, 9:05 pm
A court might require a direct nexus between the alleged climate change-causing activity under regulatory consideration and the climate disaster a tribe is seeking to avoid. [read post]
3 Sep 2013, 11:50 am
Farber, University of California, Berkeley School of Law, has posted The Thirty Years War Over Federal Regulation, a review of Thomas A. [read post]
4 Jan 2007, 5:01 am
The disclosure comes as Tribune, which owns the Los Angeles Times and the Chicago Tribune newspapers, is conducting a strategic review that could lead to a sale of [...] [read post]
20 Apr 2005, 2:35 pm
In 2003, Oregon Governor Ted Kulongoski signed Executive Order 03-01 requiring "state agencies to review their regulation of business activities and their regulatory processes to reduce the burden of regulation on business without compromising Oregon's standards and protections. [read post]
22 Jul 2022, 6:50 am
The EBA has also published the final draft regulatory technical standards (RTS) on Pillar 2 add-ons for investment firms. [read post]
5 Aug 2021, 9:03 pm
” The post Week in Review first appeared on The Regulatory Review. [read post]
12 May 2022, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
22 Sep 2022, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
14 Sep 2023, 9:05 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
2 Sep 2012, 10:21 pm
Capital Risk: The Federal Deposit Insurance Corporation (FDIC), Federal Reserve System (FRS), and the Department of the Treasury, Comptroller of the Currency (COC) published three proposed rules and a final rule on August 30, 2012, none of which received interagency review and include only statutory economic analyses: Risk-Based Capital Guidelines: Market Risk (final); Regulatory Capital Rules: Regulatory Capital, Implementation of Basel III, Minimum… [read post]
20 May 2021, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
19 May 2022, 9:05 pm
” The post Week in Review first appeared on The Regulatory Review. [read post]
12 Aug 2021, 9:03 pm
The post Week in Review first appeared on The Regulatory Review. [read post]
