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9 May 2011, 10:49 am
It was created by the Dodd-Frank financial services reform legislation approved by Congress last year. [read post]
21 Nov 2010, 8:02 pm
Proposed Rule 203A-5 Pursuant to Dodd-Frank Act The SEC has proposed certain new rules as well as amendments to existing rules under the Investment Advisers Act as a result of the Dodd-Frank Act. [read post]
13 Jul 2014, 7:35 am
In a Franks hearing, the district court found that Detective John Plaza had recklessly omitted material facts in the application, but upheld the search in light of the full record. [read post]
16 Dec 2008, 12:10 am
Part II will consider two substantive arguments for distributive justice, in the context of the multilateral trade regime: Frank Garcia's argument for S&D as a Rawlsian application of the "international difference principle"; and Carol Gould's call for human rights, and especially social and economic rights, as a basis for grounding global economic justice. [read post]
26 Jul 2010, 5:00 am
The Dodd-Frank Wall Street Reform Act and a short Summary of the legislation are posted online. [read post]
19 Aug 2014, 1:08 pm
Aug. 14, 2014), the court rejected the extraterritorial application of the whistleblower anti-retaliation provision of the Dodd-Frank Act. [read post]
26 Jul 2013, 9:30 am
Thanks to Frank Liu for his assistance with this entry. [read post]
31 Jan 2013, 6:36 am
The OCC has published long-awaited guidance notifying federally-chartered insured depository institutions (“IDIs”) that it is prepared to grant applications to delay compliance with Section 716 of the Dodd-Frank Act (the “Swaps Pushout Rule”) for up to two years. [1] The Swaps Pushout Rule will become effective on July 16, 2013. [read post]
12 Jun 2024, 6:21 pm
Valentine & Frank J. [read post]
2 Jun 2010, 4:06 pm
In denying the Franks’ renewal application last year, immigration officials said their restaurant had become a marginal business. [read post]
20 Mar 2018, 9:34 am
Following the 2007-2008 financial crisis, Congress passed the Dodd-Frank Act (“Dodd-Frank”) in an effort to avert a future crisis and as part of this reform, Dodd-Frank required securitizers to retain 5% of the credit risk of the assets sold into the securitization. [read post]
24 Jul 2013, 6:24 am
On July 2, 2013, the Board of Governors of the Federal Reserve System (the “Federal Reserve”) issued a final capital rule that overhauls its existing capital adequacy rules and implements both the Basel III Capital Framework issued by the Basel Committee on Banking Supervision (the “Basel Committee”) in 2010 and certain requirements imposed by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). [read post]
27 Jan 2020, 10:31 am
The CFPB has issued a policy statement to clarify the Dodd-Frank Act’s abusiveness standard. [read post]
14 Nov 2011, 4:10 pm
Brown returned to work at Lisa Frank after a ten year absence in 2009. [read post]
2 Nov 2010, 5:00 am
For those companies, the application of the say on pay requirements was murky. [read post]
26 May 2011, 4:32 am
House Bill: Attacking Dodd-Frank's Whistleblower Provision Meanwhile, House Representative Michael Grimm (R-NY) has introduced a bill that seeks to change the whistleblower provision in Dodd-Frank. [read post]
18 Apr 2011, 1:19 pm
In a letter to David Massey, Deputy Securities Administrator of the North Carolina Securities Division, and President of the North American Securities Administrators Association, Robert Plaze, Associate Director in the Division of Investment Management said that the delay, if it occurs, will be intended to give hedge fund and private equity fund advisers the time they need to register and come fully into compliance with the obligations applicable to them once they are registered with the… [read post]
15 Dec 2011, 4:22 am
Here is the application, in PDF and text: NOTICE OF APPLICATION FOR LEAVE TO APPEAL (ELLEN SMITH, APPLICANT) (Pursuant to Section 40 of the Supreme Court Act and Rule 25 of the Rules of the Supreme Court of Canada) APPLICANT (Respondent) RESPONDENT (Appellant) TAKE NOTICE that Ellen Smith hereby applies for leave to appeal to the Court, pursuant to sections 40 and 43 of the Supreme Court Act, R.S.C. 1985, c. [read post]
2 Feb 2009, 11:30 am
., Novartis seems to have come out on top, to the disappointment of plaintiff, Frank Maldonado, thanks to an unusually harsh application of the concept of constructive notice. [read post]
23 Dec 2024, 1:42 am
Tobolowsky & Frank J. [read post]
