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17 Oct 2016, 3:40 am by Broc Romanek
I have blogged about this saga before… Here’s a blog by Kevin LaCroix about Warren’s letter, noting it came on the heels of the SEC announcing record Enforcement activity… – Broc Romanek [read post]
11 May 2017, 3:57 am by Broc Romanek
Cap’n Cashbags: 15 Years of Blogging In this 20-second video, Cap’n Cashbags – a CEO – tries to convince his director friend that 15 years of blogging is worth celebrating… – Broc Romanek [read post]
29 Jan 2016, 3:46 am by Broc Romanek
” Steven notes that Matt Kelly has written two blogs about the advisory, including this one about the practical implications of it… Check out this blog by Mike Gettelman to hear what Delaware Chief Justice Leo Strine said this week at the San Diego conference… – Broc Romanek [read post]
15 Sep 2014, 3:38 am by Broc Romanek
The Rise of Foreign Issuer IPOs In this blog, Ze’-ev Eiger of Morrison & Foerster explains the reasons for a comeback in IPOs in the United States by foreign issuers… - Broc Romanek [read post]
23 Dec 2014, 3:49 am by Broc Romanek
Not Highly Sought as Dates… This article is pretty funny – noting how lawyers were found to be at the bottom of a survey about who is in demand as a New Year’s Eve date… – Broc Romanek [read post]
10 May 2016, 3:05 am by Broc Romanek
– Investor Policies: Board Tenure & Retirement Ages – Splunk’s Proxy Access Disclosure – BlackRock’s Engagement Activity – Proxy Access: NYC Comptroller Reports More Success – Broc Romanek [read post]
3 Mar 2017, 3:40 am by Broc Romanek
” – Broc Romanek – still employed (but the day is young)… [read post]
16 Sep 2014, 3:41 am by Broc Romanek
Meanwhile, the SEC created a new “Office of Risk Assessment” within Risk Fin – the new office will coordinate the data-driven risk assessment tools across the agency, like the ones that recently supported Enforcement’s Section 16 initiative… Cap’n Cashbags: The “Real” ALS Ice Bucket Challenge Cap’n Cashbags – a CEO – doesn’t try to avoid the ALS Ice Bucket Challenge in this trailer for the full feature film (here’s his… [read post]
25 May 2010, 4:29 am by Broc Romanek
- Proxy Access: Notes from a Stanford Law Panel - New Type of Whistleblower: State Securities Regulator Resigns in Protest - The Problem with IFRS: Little Independence for the IASB - More on "Earnings Releases: Google's Site as a 'Recognized Channel'" - Broc Romanek [read post]