Search for: "Kevin LaCroix"
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8 Sep 2009, 9:58 am
., et al. hosted on JD Supra Judge Limits Credit Firms’ 1st-Amendment Defense from the Wall Street Journal Federal Judge Rules Credit Rating Agencies Had No First Amendment Protection in Rating Asset-Backed Securities from Jim Hamilton's World of Securities Regulation Rating Agencies’ First Amendment Defense Rejected in Subprime Suit from Kevin LaCroix of The D&O Diary [read post]
15 Jan 2015, 3:49 am
Here’s a blog by Davis Polk’s Ning Chiu about Vanguard’s latest policy on proxy access proposals… 2nd Circuit Splits With 9th: MD&A Omissions Can Be Actionable in Section 10(b) Claims Here’s an excerpt from this blog about an MD&A case by Kevin LaCroix: On January 12, 2015, the Second Circuit ruled – in Stratte-McClure v. [read post]
11 Jul 2012, 4:35 am
Keith Bishop's blog and Kevin LaCroix's blog). [read post]
LXBN This Week Ep. 3: Facebook’s IPO, Oracle v. Google, POM’s “Juice Wars” and U.S. v. Roger Clemens
29 May 2012, 4:26 pm
That’s part of the reason we’re starting to see securities suits surrounding the IPO, which Kevin LaCroix discusses at length on The D&O Diary. [read post]
12 Aug 2016, 3:22 am
For example, Kevin LaCroix of “D&O Diary Blog” fame shared: Thanks for your post about your friend’s citizenship ceremony. [read post]
26 May 2011, 5:00 am
Sources: SEC Adopts Rules to Establish Whistleblower Program – SEC Press Release SEC Release 34-64545 Implementation of the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (.pdf) – Final Rule “Whistleblower skirmish by Kaja Whitehouse in the New York Post SEC Approves Whistle-Blower Rules Letting Workers Bypass Internal Systems By Jesse Hamilton in Bloomberg Whistleblower Advocates Flip The Script On Internal Reporting by Joe Palazzolo in… [read post]
12 Jan 2018, 11:46 am
As Kevin LaCroix of RT ProExec recently commented, even assuming D&O coverage were available, there are a number of typical exclusions that would need to be addressed, such as exclusions for public offerings of securities and conduct exclusions precluding coverage for fraudulent misconduct and intentional violations of the law, among others. [read post]
4 Mar 2010, 4:46 am
" Warren Buffett's Annual Letter to Shareholders As noted by Kevin LaCroix in his "D&O Diary Blog," Warren Buffett's annual letter to shareholders is now available. [read post]
15 Jun 2018, 3:03 am
Here are five other findings (also see this blog from Kevin LaCroix): 1. 87% of enforcement actions were resolved on the same day they were initiated 2. 67% of actions didn’t have an associated individual defendant 3. [read post]
28 Oct 2015, 12:19 am
SEC Enforcement Actions Against Outside Directors Here’s the intro from this blog by Kevin LaCroix: From time to time, the SEC reiterates its view of the critical gatekeeper role companies’ outside directors play in safeguarding investors’ interests. [read post]
27 Jan 2023, 3:30 am
Kevin LaCroix posted a detailed analysis of this case on the D&O Diary this morning in which he raises some concerns about its potential implications: My concern here is that in light of this decision, it may be easier for plaintiffs to sustain claims that both officers and directors have breached their duty of oversight. [read post]
14 Aug 2008, 12:10 am
- Ohio lawyer Kevin LaCroix of OakBridge Insurance Services at his blog, The D & O Diary New York, other states, move forward with metering programs - San Francisco journalist Dennis Pfaff at Thelen's Climate Law Update Production of ESI in paper format does not comply with rule 34 option to produce ESI in reasonably usable form; court orders re-production of certain ESI in native format - The blogging lawyers… [read post]
3 May 2016, 3:48 am
” Meanwhile, as captured in these notes from a panel of Corp Fin speakers, in fiscal 2015, Corp Fin reviewed the periodic reports of 4400 companies and 600 IPOs… Also check out this blog by Kevin LaCroix about “Yes, But WHY Are There So Many Fewer Publicly Traded Companies? [read post]
7 Jan 2013, 5:00 am
LaCroix on the world of directors’ and officers’ liability Delaware Corporate and Commercial Litigation Blog – From Francis G.X. [read post]
12 Jan 2018, 11:46 am
As Kevin LaCroix of RT ProExec recently commented, even assuming D&O coverage were available, there are a number of typical exclusions that would need to be addressed, such as exclusions for public offerings of securities and conduct exclusions precluding coverage for fraudulent misconduct and intentional violations of the law, among others. [read post]
1 Sep 2009, 4:28 am
We have been posting memos analyzing all the activity in this area in our "Foreign Corrupt Practices Act" Practice Area - and Kevin LaCroix recently covered a host of FCPA developments in his "D&O Diary Blog. [read post]
13 Jun 2016, 3:16 am
Here’s an excerpt from this blog by Kevin LaCroix that analyzes this new research from the Chamber of Commerce: Individual actors “may find their own legal interests to be at odds with those of the company’s. [read post]
14 Apr 2009, 4:00 am
LaCroix of The D&O Diary Miranda Warnings for Lawyers? [read post]
13 Sep 2019, 11:43 am
As Kevin LaCroix of the D&O Diary reported earlier this summer, a recent Delaware Supreme Court opinion involving TIAA-CREF rejected the insurer’s argument that amounts paid in settlement underlying class action lawsuits constituted uninsurable disgorgement. [read post]
4 Apr 2009, 4:00 am
Regulator Accuses Madoff Feeder Fund of “Fraud” by Kevin LaCroix of The D&O Diary In an April 1, 2009 administrative complaint (here), Massachusetts Secretary of the Commonwealth William Francis Galvin accused Madoff feeder fund Fairfield Greenwich Advisors and its Bermuda affiliate of “complete disregard of its fiduciary duties to its investors” and of “flagrant recurring misrepresentations” that “rise… [read post]
