Search for: "State v. Investors Security Corporation" Results 441 - 460 of 1,355
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24 Apr 2023, 6:41 am by Samuel I. Portnoy
With the 30th anniversary of the Private Securities Litigation Reform Act (PSLRA) on the horizon, the Third Circuit’s recent precedential opinion in Scott v. [read post]
24 Apr 2023, 6:41 am by Samuel I. Portnoy
With the 30th anniversary of the Private Securities Litigation Reform Act (PSLRA) on the horizon, the Third Circuit’s recent precedential opinion in Scott v. [read post]
5 May 2024, 7:11 pm by Francis Pileggi
  At one extreme, in the case of a freeze-out merger–where the corporate machinery is allegedly used to deprive investors of their shares and/or voting rights–all deal negotiators must be completely independent and disinterested. [read post]
18 Feb 2011, 5:00 am by J Robert Brown Jr.
  If all that mattered was the type of security (US exchange traded), the antifraud provisions would apply even if the transaction took place entirely outside the United States and involved foreign investors. [read post]
19 Oct 2018, 6:08 am
Wade, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, October 17, 2018 Tags: Broker-dealers, DTC, Ownership, Public firms, Securities litigation, Shareholder meetings, Shareholder voting Mandated Gender Diversity for California Boards Posted by Howard Dicker, Lyuba Goltser and Erika Kaneko, Weil, Gotshal & Manges LLP, on Thursday, October 18, 2018 Tags: Board composition, Boards of… [read post]
26 Feb 2010, 5:00 am by Doug Cornelius
” SEC Announces Efforts to Educate Investors About Participating in Corporate Elections – SEC Press Release The series of measures include amending the SEC’s e-proxy rules, issuing an Investor Alert, and creating new Internet resources that explain the proxy voting process in plain language. [read post]
10 May 2019, 6:17 am
Securities and Exchange Commission, on Friday, May 3, 2019 Tags: Accountability, Acquisition premiums, Disclosure, Financial reporting, Long-Term value, Mergers & acquisitions, Private benefits of control, SEC, Securities regulation, Shareholder value, Transparency L&G Active Ownership Report Posted by Sacha Sadan, Legal & General Investment Management Ltd., on Saturday, May 4, 2019 Tags: Boards… [read post]
20 Jun 2024, 9:01 pm by renholding
In the United States, we’ve long had transactions in mutual funds generally settle in one day. [read post]
4 Nov 2016, 1:01 am
Ibrahim, William & Mary Law School, on Wednesday, November 2, 2016 Tags: Capital formation, Crowdfunding, Investor protection, IPOs, JOBS Act, SEC, SEC rulemaking, Securities regulation,Small firms, Tech companies ISS Proposes New 2017 Voting Policies Posted by Lyuba Goltser, Weil, Gotshal & Manges LLP, on Wednesday, November 2, 2016 Tags: Boards of Directors, Charter & bylaws, Dual-class stock, Executive Compensation, Institutional Investors, IPOs,ISS,… [read post]
15 Apr 2024, 7:25 am by Unknown
Macquarie Infrastructure Corporation owns infrastructure-related businesses, including a subsidiary that operates large storage terminals for fuel oil and other commodities. [read post]
22 Oct 2018, 6:02 am
Despite their limitations, the Supreme Court cited both theories in one of its last major insider trading decisions, United States v. [read post]