Search for: "Working Group on Securities Disclosure Authority"
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24 Jan 2024, 7:51 am
How does the Program Work? [read post]
24 Jan 2020, 3:02 am
At least one well-known “baby sleep” author (yes, that’s a thing – she also runs a 45,000-member Facebook group) has renounced her trust of any products and is rewriting her book. [read post]
22 Feb 2012, 9:26 am
Principle 10: All parties should limit dissemination of ESI discovery to members of their litigation team who need and are approved for access, and they should also take reasonable and appropriate measures to secure ESI discovery against unauthorized access or disclosure. [read post]
29 Apr 2020, 11:57 am
Our securities fraud attorneys frequently work with whistleblowers and investors to pursue civil litigation or securities arbitration claims that can operate on parallel tracks with a whistleblower claim. [read post]
17 Nov 2015, 1:51 pm
The U.S. is also working with Turkey to secure Syria’s northern border. [read post]
18 Nov 2010, 10:10 am
A prolific author and popular speaker, Ms. [read post]
19 Nov 2024, 10:00 am
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
19 Nov 2024, 10:00 am
Browse the Practical Guidance Author Center to see the 2000+ leading attorney authors contributing to our 26 practice areas. [read post]
16 Jul 2014, 9:10 am
Readers must engage properly qualified legal counsel to secure legal advice about the rules discussed in light of specific circumstances. [read post]
1 Jan 2020, 10:35 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
21 Oct 2011, 3:31 pm
BHARARA serves as a Co-Chair of the Securities and Commodities Fraud Working Group. [read post]
19 Oct 2021, 10:10 am
” Similarly, the requirements for using e-mail to provide electronic disclosures in Subsection (k)(4) of the Electronic Disclosure Rule require the plan administrator to take “measures reasonably calculated to protect the [read post]
1 Dec 2021, 1:29 pm
Here is the authors’ article. [read post]
15 Dec 2011, 7:40 am
According to Jim Hamilton's World of Securities Regulation Blog, "[t]he SEC seeks five specific statutory enhancements to its enforcement authority that collectively would allow the Commission to impose appropriate monetary penalties for serious violations and authorize greater penalties for recidivists. [read post]
14 Mar 2018, 2:37 pm
It notes that the 2017 National Security Strategy and 2018 National Defense Strategy both prioritize working with allies and partners. [read post]
10 May 2014, 1:37 pm
The Working Group will pilot the guidance for two years;2015: Review of the guidance;December 2016: Working Group to release its final guidance on State national action plans. [read post]
10 Jul 2024, 8:41 am
FINRA barred him from working in the securities industry in March 2022. [read post]
16 May 2023, 9:18 am
With over 30 years of securities law experience, including experience working at FINRA and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions attempt to recover their investment losses. [read post]
15 Mar 2018, 10:12 am
ICYMI: Yesterday on Lawfare Evelyn Douek explained the significance of the final report authored by the European Commission’s High Level Expert Group on Fake News and Online Disinformation and outlined what will come next. [read post]
20 Jul 2010, 8:00 am
— (1) AUTHORITY TO RETAIN COMPENSATION CONSULTANT. [read post]
