Search for: "Working Group on Securities Disclosure Authority"
Results 441 - 460
of 2,575
Sorted by Relevance
|
Sort by Date
27 Apr 2016, 9:01 am
About The Author A practicing attorney and Managing Shareholder of Cynthia Marcotte Stamer, P.C. [read post]
27 Apr 2016, 9:01 am
About The Author A practicing attorney and Managing Shareholder of Cynthia Marcotte Stamer, P.C. [read post]
23 Aug 2021, 12:14 pm
Silver Law Group represents investors in securities and investment fraud cases nationwide. [read post]
7 Feb 2011, 2:05 pm
HBGary Federal, which does classified work for the U.S. federal government among other security work, claimed it had been working with the FBI to unmask hackers behind recent denial-of-service attacks against PayPal, Visa, MasterCard and Amazon. [read post]
19 Oct 2022, 5:16 am
” Rather than alerting Uber’s lawyers or the U.S. government, Sullivan “touted the work that he and his team had done on data security. [read post]
2 Dec 2021, 6:27 am
Vivo’s policy has limited information, saying, “as part of the Telefónica Group, (it) may, in certain circumstances and when necessary, share personal data with other companies within the Group. [read post]
29 Jul 2020, 11:43 am
Our securities fraud attorneys frequently work with whistleblowers and investors to pursue civil litigation or securities arbitration claims that can operate on parallel tracks with a whistleblower claim. [read post]
11 Mar 2011, 3:58 am
The Reclaim Research group conducted interviews and sent Freedom of Information requests to 17 universities and are starting to reveal the hidden connections between research and corporations at universities. [read post]
16 Oct 2018, 7:00 pm
The Working Group recognizes that more work is needed to evaluate the actual impact of emerging practices on the ground. [read post]
20 May 2011, 11:38 am
Although SOX bars public companies from retaliating against employees who report conduct that they reasonably believe constitutes certain types of fraud or securities violations to Congress, federal regulatory or law enforcement agencies, or a person with supervisory authority over the employee, the Ninth Circuit held that this protection does not extend to employee disclosures to the media. [read post]
5 Apr 2009, 1:26 pm
Please see the working group’s curriculum vitae. [read post]
15 Mar 2019, 8:19 am
Author of leading works on a multitude of labor and employment, compensation and benefits, internal controls and compliance, and risk management matters and a Fellow in the American College of Employee Benefit Counsel, the American Bar Foundation and the Texas Bar Foundation, Ms. [read post]
5 Mar 2024, 9:05 pm
These groups wield statutory authority to manage the Exchange Act’s market mechanisms and the funding they generate to surveil markets. [read post]
31 May 2024, 11:49 am
Merrill Lynch reportedly has 1,475 disclosures including 596 regulatory events, according to its CRD. [read post]
21 Oct 2020, 5:37 pm
So in June, we decided to bring our case to the courts, working alongside our friends at Protect Democracy and with expert representation from Democracy Forward. [read post]
18 Dec 2020, 7:23 am
Section 1705, “Strengthening Federal Networks,” authorizes the Cybersecurity and Infrastructure Security Agency (CISA) to conduct threat hunting on federal networks (that is, everything ending in .gov). [read post]
9 May 2023, 11:55 am
Is securities fraud the same thing as investment fraud? [read post]
1 Jun 2018, 8:09 am
While there is information sharing with international national security partners, that sharing takes place according to procedures or rules that have been worked out ahead of time. [read post]
30 Aug 2018, 8:36 am
The study uses specific Financial Industry Regulatory Authority (FINRA) misconduct disclosures, as they represent dishonest behavior, according to co-aurthor Seru. [read post]
2 Oct 2017, 4:50 pm
The SEC’s disclosure that its EDGAR system had been had hacked was big news last week, as was the accompanying disclosure that the information accessed may have been used for improper trading. [read post]
