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3 Sep 2012, 11:07 am
As it applies to the mechanics of the bank-customer relationship in the opening of accounts, Beal Bank does not require a bank to explain the legal ramifications of the various account options. [read post]
18 Apr 2012, 6:00 am
” Other banking regulators have had guidance in place for years relating to a bank’s use of third-party service providers. [read post]
24 Jul 2012, 7:44 pm
The appellate court sent the case back to the trial court to determine the limits of the bank's customer's liability even if the bank's security procedures were not "commercially reasonable. [read post]
1 Mar 2011, 10:40 am
The claim in question involved a Washington Mutual (WAMU) bank customer who was referred to the bank's on-site stockbroker. [read post]
Austin Dutton and Newbridge Securities Sanctioned By the State of Pennsylvania Over Securities Sales
10 Oct 2017, 7:54 am
According to a BrokerCheck report Dutton recommended the purchase of a security to at least one customer without reasonable grounds to believe that the transaction was suitable for the customer. [read post]
9 Feb 2009, 9:00 am
., former Attorney General Eliot Spitzer, pictured right, filed suit on behalf of New Yorkers who had been solicited for credit cards by Cross Country Bank (CCB). [read post]
11 Jun 2011, 1:12 pm
The investigation began after an Eircom customer complained that he had wrongly received a "first strike" letter. [read post]
16 Oct 2023, 9:01 pm
The proposal would impose sweeping duties on directors by, for example, stating that a director should consider “the interests of all its stakeholders, including shareholders, depositors, creditors, customers, regulators, and the public. [read post]
18 Nov 2016, 8:07 am
But now Washington is pushing non-U.S. banks to do what it is still illegal for American banks to do. [read post]
7 Nov 2023, 9:05 pm
But it also needs to point out that AI has clear benefits, that it can improve customer service by providing personalized recommendations and advice. [read post]
13 May 2017, 8:36 am
FINRA alleged that Babyak then caused the company to loan the $4.25 million to a third party for the benefit of his customers. [read post]
14 May 2012, 4:42 am
Several former customers are reportedly in the process of filing lawsuits. [read post]
18 Jun 2015, 12:37 pm
Additionally, that customer, or their estate, may be able to recover damages through arbitration. [read post]
6 Dec 2010, 7:53 pm
" The bottom line is this: Banks began offering overdraft protection to meet customer demand. [read post]
9 Nov 2010, 8:47 pm
At the trial lever, plaintiffs conceded that ordinarily a bank only owes duties to its customers, but claimed that a fiduciary relationship was established in this case because they wrote checks directly to Merrill Lynch when investing in HCP. [read post]
31 Dec 2015, 6:04 am
However, the SEC found that Parker pooled the money he raised into several bank accounts and routinely deposited only a portion of the money into a bank account and took the remainder in cash for himself. [read post]
10 Mar 2008, 2:21 am
Court of Appeal (Civil Division) Legal Services Commission v Rasool [2008] EWCA Civ 154 (05 March 2008) Revenue & Customs v Dunwood Travel Ltd [2008] EWCA Civ 174 (07 March 2008) AIC Ltd v Marine Pilot Ltd [2008] EWCA Civ 175 (07 March 2008) Research In Motion UK Ltd v Visto Corporation [2008] EWCA Civ 153 (06 March 2008) City Inn (Jersey) Ltd v Ten Trinity Square Ltd [2008] EWCA Civ 156 (06 March 2008) Court of Appeal (Criminal Division) Bright, R v [2008] EWCA Crim 462 (06 March… [read post]
3 Mar 2012, 1:08 pm
Florida Statutes § 670.202(3) states that the commercial reasonableness of a security procedure is a question of law to be determined by considering the wishes of the customer expressed to the bank; the circumstances of the customer known to the bank, including the size, type, and frequency of payment orders normally issued by the customer to the bank; alternative security procedures offered to the customer; and security… [read post]
17 Feb 2011, 7:18 am
Secret Service and Immigration and Customs Enforcement, as well as state and local authorities. [read post]
20 Feb 2007, 4:50 am
Specifically, Deutsche Bank's account agreements with plaintiffs provide, "No person shall ... seek to enforce any pre-dispute arbitration agreement against any person ... who is a member of a putative class ... until (1) the class certification is denied; or (2) the class is decertified; or (3) the customer is excluded from the class by the court. [read post]
