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30 Sep 2020, 6:32 am
Another panelist noted that the Dodd-Frank Act may offer authority to enact similar standard setting rules in the financial sector. [read post]
15 Sep 2011, 6:27 am
Sherrod Brown noted at a Senate Banking Committee hearing that the Senate historian could not remember another instance of this occurring. [read post]
7 Mar 2011, 7:39 am
Senator Frank Lautenberg, a Democrat who turned 87 this winter, is up for re-election that year as well. [read post]
8 Nov 2022, 6:00 am
“The truth is that most people wouldn’t risk their well-paying job at the bank or at the company where they work. [read post]
7 Jun 2011, 6:00 pm
The bill is authored by Assembly Banking and Finance Committee Chair Mike Eng and now moves to the Senate Insurance Committee. [read post]
29 Mar 2013, 4:09 pm
Will witnesses be discouraged from giving frank evidence? [read post]
21 Jan 2013, 9:07 am
Some of the major laws enacted during President Obama’s first term – such as the Dodd-Frank Act and the health care reform law – actually mandate that administrative agencies adopt new regulations. [read post]
10 Oct 2010, 9:30 pm
Andrew Sheng, Chief Advisor to the China Banking Regulatory Commission, puts it in a nutshell: there was massive private gain in the US financial sector leading to massive public loss. [read post]
10 May 2011, 10:11 pm
National Australia Bank case, to dismiss from the action the claims of the Alstom shareholders who had bought their shares in the France-based company outside the United States. [read post]
10 May 2012, 9:48 am
Recent regulatory changes stemming from the Frank-Dodd Act passed by Congress has actually expanded the definition of “Plan Fiduciary” (Plan Sponsor). [read post]
22 Aug 2007, 2:30 pm
At Fried, Frank, Harris, Shriver & Jacobson LLP, also of New York, bankruptcy attorney Brad Scheler, now at $995 per hour, will likely soon charge $1,000.At large firms, billable rates have climbed steadily over the years, since 2000 rising an average of 6% to 7% annually, according to the law-firm group of Citi Private Bank, a unit of Citigroup Inc. [read post]
23 Apr 2022, 5:42 pm
Congress officially tasked the SEC with increased scrutiny of short sales through the enactment of the Dodd-Frank Act after the 2008 financial crisis. [read post]
10 Jul 2014, 7:40 am
National Australia Bank (OT09), United States v. [read post]
3 Dec 2023, 12:06 am
At which one is tempted (or, at any rate, Frank is tempted) to point out that, in reality, about 90 per cent of those who will be affected by the ban will be female Muslim employees who want to wear the hijab. [read post]
20 Nov 2013, 2:22 pm
. **** Identity Theft Issues for Investment Advisers and Futures ParticipantsJennifer Dickinson, Sansome Strategies A little-known provision of the Dodd-Frank Act shifted responsibility over existing identity theft rules from the Federal Trade Commission to the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”). [read post]
3 Dec 2020, 12:32 pm
As described in the AO, such products typically involve an EWA provider enabling employees to request a certain amount of accrued wages, disbursing the requested amounts to employees prior to payday, and later recouping the funds through payroll deduction or bank account debits on the subsequent payday. [read post]
15 Jan 2021, 4:01 am
As Williams’ bank account grew, so did his arrogance and insufferable disposition. [read post]
16 Aug 2019, 6:00 am
Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, August 10, 2019 Tags: Banks, Financial institutions, Financial regulation, Growth Act, Securities regulation, Volcker Rule Net-Zero By 2050: Investor Risks in the Context of Deep Decarbonization of Electricity Generation Posted by Eli Kasargod-Staub and Kimberly Gladman, Majority Action, on Saturday, August 10, 2019 Tags: Climate… [read post]
16 Jan 2020, 7:57 am
§5491(c)(3) be severed from the Dodd-Frank Act? [read post]
18 Oct 2017, 5:00 pm
The bank usually has your money, they just haven’t credited it to the amount you owe when the funds are in a suspense account. [read post]
