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8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Thursday, April 7, 2022 Tags: CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, SEC, SEC rulemaking, Securities regulation, Swaps, Swaps entities [read post]
24 Sep 2010, 1:42 pm
And he also hopes that the SEC itself will become more diverse, consistent with the provision for a new SEC Office of Minority and Women Inclusion in Section 342 of Dodd-Frank. [read post]
26 Apr 2010, 5:06 am
.-- Frank works for an investment bank that received a bailout from the U.S. [read post]
4 May 2009, 12:12 am
MEDIA CONTACT: Frank Dorman, Office of Public Affairs 202-326-2674 STAFF CONTACT: JAB Ventures Mark Morelli, Bureau of Consumer Protection 202-326-2601 Complete Weightloss Center Gregory Ashe, Bureau of Consumer Protection 202-326-3719 [read post]
3 Jul 2007, 6:25 am
*A judge of the Housing Part of the Civil Court of the City New York, found the testimony to be "frank, forthcoming and credible," and ultimately found in Jane's favor and ended the landlord's eviction proceeding. [read post]
10 Aug 2009, 4:46 am
Federal Reserve Bank of Richmond, 467 U.S. 867 (1984). [read post]
2 Mar 2012, 10:40 am
” From another perspective, on these (web)pages, Frank Pasquale has argued that Occupy is in some ways conservative. [read post]
22 Nov 2008, 4:28 pm
Barney Frank, in the Wall Street Journal indicated that he favors creation of a “systemic-risk regulator,” with responsibility for protecting the soundness of the whole financial system. [read post]
10 Nov 2016, 9:30 pm
Among the potential changes are rollbacks of banking regulations, such as repealing or modifying the Dodd-Frank Wall Street Reform and Consumer Protection Act, and the reversal of energy and environmental policies, including altering the involvement of the United States in the Paris Climate Agreement and limiting the role of the U.S. [read post]
17 Jun 2022, 6:27 am
Gray and Sean Sandoloski, Willkie Farr & Gallagher LLP, on Wednesday, June 15, 2022 Tags: Banks, CFTC, Discovery, Financial institutions, Financial regulation, Financial technology, SEC, Securities enforcement, Securities regulation, Social media Do Equity Markets Care About Income Inequality? [read post]
13 Aug 2007, 8:43 pm
According to people like Chuck Schumer, Hillary Clinton, Chris Dodd and Barney Frank, borrowers are too easily manipulated by diabolically clever, and evil, lenders to be able to protect themselves, so Congress and/or the banking regulators must step in to protect consumers from lenders "doing a bunch of junk" to them. [read post]
10 Aug 2010, 3:50 am
Merpel says, I think Hildebrand's a great name for a cat ...Theme song for this litigation hereRobert Tchenguiz and borrowings from Icelandic banks hereThe fantasy world of Vincent Tchenguiz hereOther Vincents here and here [read post]
6 Apr 2018, 6:08 am
Paul Smeets (Maastricht University), on Tuesday, April 3, 2018 Tags: Corporate Social Responsibility, ESG, Institutional Investors, Mutual funds, Pension funds, Reputation, Social capital 2018 Proxy Season Preview Posted by Shirley Westcott, Alliance Advisors, on Tuesday, April 3, 2018 Tags: Accountability, Board composition, Boards of Directors, Climate change, Corporate culture, Corporate Social… [read post]
4 Oct 2022, 7:37 am
It is not difficult to imagine that careers such as tile installers or construction workers will be at a greater risk of knee injuries than bank tellers. [read post]
14 Dec 2011, 4:22 am
Update 10:30 AM Pacific: The Senate Banking Committee held a hearing this morning that touched on crowdfunding. [read post]
6 Apr 2012, 3:40 am
Right now, you can only turn to a limited group of investors -- including banks and wealthy individuals -- to get funding. [read post]
21 Sep 2011, 3:31 am
Compliance Requirements of the SEC Custody Rule Hedge fund managers are preparing to register as investment advisers with the SEC pursuant to the new Dodd-Frank registration requirements. [read post]
14 Aug 2011, 1:35 am
Unfortunately, the Dodd-Frank Act, which came into law earlier this month, addresses almost none of them. [read post]
10 Jan 2020, 12:01 am
In 1984 he became chairman of the Boston Bank of Commerce, and one year later he was named to the board of directors of Grumman. [read post]
2 May 2010, 3:42 am
341/01 PlatoPlastik Robert Frank [2004] ECR I? [read post]
