Search for: "Financial Advisors Services"
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13 Jun 2016, 6:41 am
From January 2010 until August 2011, Foote was registered with Sterne Agee Financial Services, Inc. [read post]
12 Jun 2016, 7:15 pm
While financial advisors often provide valuable services, it can be difficult for individual investors to evaluate the advice they receive and to identify when it has been influenced by a conflict of interest. [read post]
10 Jun 2016, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
10 Jun 2016, 3:13 am
See this report about the revolving door between the staff of the House Financial Services committee and the financial industry… – Broc Romanek [read post]
9 Jun 2016, 3:28 pm
Louis-based investment advisor R.T. [read post]
9 Jun 2016, 2:16 pm
After further negotiations, Silver Lake eventually offered $13.65 per share, a price within several DCF valuation ranges prepared by Dell’s financial advisors. [read post]
7 Jun 2016, 3:58 pm
Boris Feldman of Wilson Sonsini posted this proposal on the Harvard Law School Forum on Corporate Governance and Financial Regulation blog. [read post]
6 Jun 2016, 6:14 am
Chamber of Commerce; Financial Services Institute; Financial Services Roundtable; Greater Irving-Las Colinas Chamber of Commerce; Insured Retirement Institute; Lake Houston Area Chamber of Commerce; Lubbock Chamber of Commerce; Securities Industry; Financial Markets Association; Texas Association of Business. [read post]
3 Jun 2016, 8:02 pm
Friends, family and other professional advisors are trustworthy sources. [read post]
3 Jun 2016, 7:32 am
Fraud charges against three brokerage subsidiaries and two former employees of global trading services provider ConvergEx Group LLC and the former CEOs of two of the brokerage subsidiaries – ConvergEx Global Markets and G-Trade Services LLC, in a scheme causing many institutional clients to pay substantially higher amounts than disclosed for the execution of trading orders. [read post]
3 Jun 2016, 7:04 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
3 Jun 2016, 6:19 am
SEC Guidance on Non-GAAP Financial Measures Posted by Howard B. [read post]
2 Jun 2016, 5:23 am
American Pension Services, Inc., and Curtis L. [read post]
1 Jun 2016, 10:23 am
Chamber of Commerce, SIFMA (a Bar association of attorneys representing the brokerage industry, FSI, IRI and the Financial Services Roundtable could file a suit as early as Thursday. [read post]
31 May 2016, 4:05 pm
Well-known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services,… [read post]
28 May 2016, 3:04 pm
Brian resigned from DECU in 2015 and began working for a different financial services provider. [read post]
28 May 2016, 3:04 pm
Brian resigned from DECU in 2015 and began working for a different financial services provider. [read post]
26 May 2016, 12:17 pm
An understanding of the legal and financial issues that council homeowners may face. [read post]
26 May 2016, 12:05 pm
Health plans and health insurers, health care providers, healthcare clearinghouses (Covered Entities) and their business associates should verify that their copying charges and other policies and practices for responding to requests of individuals for copies and other access to protected health information (PHI) comply with the Privacy and Security Rules (Privacy Rule) of the Health Insurance Portability & Accountability Act of 1996 (HIPAA) as construed in a new Frequently Asked Question (FAQ… [read post]
26 May 2016, 7:10 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
