Search for: "State v. Investors Security Corporation"
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5 Feb 2011, 10:22 am
The dispersed nature of stockownership, moreover, makes bilateral negotiation of specialized safeguards especially difficult: Arrangements among a corporation, the underwriters of its debt, trustees under its indentures and sometimes ultimate investors are typically thoroughly negotiated and massively documented. [read post]
15 Jan 2020, 2:45 pm
The states of New York and Massachusetts, through their Attorney General, each filed a suit against Exxon Mobil Corporation asserting investor fraud related claims. [read post]
6 Aug 2014, 2:57 pm
Supreme Court in the 2010 case of Morrison v. [read post]
15 Jan 2020, 2:45 pm
The states of New York and Massachusetts, through their Attorney General, each filed a suit against Exxon Mobil Corporation asserting investor fraud related claims. [read post]
22 Jul 2016, 6:10 am
FEC, Conflicts of interest, Institutional Investors, Pension funds, Political spending,Social capital, State law, Supreme Court Berkshire’s Blemishes: Lessons for Buffett’s Successors, Peers, and Policy Posted by Lawrence A. [read post]
10 Mar 2014, 7:35 am
Because this bill would expand the scope of the crime of perjury, the bill would impose a state-mandated local program.Existing law, the Corporate Securities Law of 1968, provides for the regulation of the issuance of corporate securities, requires the qualification of an offer or sale of securities, and provides for exemptions from qualification.This bill would exempt the issuance of a membership by a worker cooperative company, as specified,… [read post]
29 Apr 2016, 6:10 am
Coleman, Sullivan & Cromwell LLP, on Tuesday, April 26, 2016 Tags: Bank boards, Banks, Boards of Directors, Clawbacks, Compensation regulation, Dodd-Frank s.956, Executive Compensation, Federal Reserve, Financial institutions, Financial Regulation, Incentives, Investment advisers, NCUA,Performance measures, Risk oversight, Risk-taking Articles by Bebchuk, Coates and Fried Voted to be Among the Top Ten Corporate and Securities Articles of 2015 Posted by Kobi Kastiel,… [read post]
13 Aug 2012, 5:00 am
” See SEC v. [read post]
13 Aug 2012, 5:00 am
” See SEC v. [read post]
1 Mar 2014, 8:31 am
Thus, for example, at the time of the creation of the RRS and the RNWF, "A deputy finance minister, Dmitry V. [read post]
23 Feb 2011, 5:00 am
Typically, a United States depository bank has custody of the security corresponding to an ADR and issues the ADR certificate to a United States investor. [read post]
7 Jan 2014, 11:38 pm
They propose a “meaningful modification” of the Court’s holding in Basic, Inc. v. [read post]
16 Jan 2024, 1:19 pm
Securities Litigation in the U.S. [read post]
15 Jan 2011, 5:00 am
Frederick responded by stating that JCM had “disseminated it on the web site” and that investors knew to inquire of JCM with any questions about the funds. [read post]
2 Sep 2016, 6:06 am
Roper, Stanford University, on Thursday, September 1, 2016 Tags: Basic, Disclosure, Erica John Fund v. [read post]
2 Sep 2022, 6:30 am
Engel, Matthew Rawlinson, and Peter Trombly, Latham & Watkins LLP, on Wednesday, August 31, 2022 Tags: Cryptocurrency, Discovery, Liability standards, Private equity, PSLRA, Securities litigation, Settlements, Supreme Court SEC Climate Disclosure Comments Reveal Diversity of Views Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Wednesday, August 31, 2022 Tags: Climate change, Comment… [read post]
17 Aug 2009, 4:39 am
” Fener v. [read post]
28 Jan 2008, 8:17 am
Fidel v. [read post]
7 Nov 2019, 3:34 am
Like Fifth Third Bancorp v. [read post]
2 Oct 2023, 9:50 am
Einer Elhauge, has stated: “Dozens of empirical studies have now confirmed this economic reality that common shareholding alters corporate behavior. [read post]
