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10 Aug 2011, 7:41 am
But this criticism arguably does not apply to the federal Department of Health and Human Services (HHS), which has been actively churning out proposed rules to implement two major pieces of legislation – the HITECH Act of 2009 (which includes financial incentives to spur adoption of electronic medical records and critical changes to federal health privacy rules) and the Affordable Care Act of 2010, otherwise known as “health reform”. [read post]
26 Sep 2006, 2:47 pm
By contrast, 'comparative industries' such as financial advisor services, typically expect a ten to 15 per cent profit.The Law Society states that without higher fees and a rethink of the Carter implementation timetable, the consequences for legal aid will be "disastrous". [read post]
16 Feb 2024, 5:15 am
Coverage for specific services, medications, or specialists may be limited or excluded altogether. [read post]
17 Jan 2011, 12:22 pm
The team is committed to exceeding client expectations in the traditional areas of sponsor and event activation, public relations, guest services and consumer marketing — as well as financial and operational consulting, risk management and business process improvement. [read post]
18 Aug 2008, 8:00 pm
Arthur Anderson, LLP, Arthur Anderson sought to enforce the following no-solicitation restrictions contained in an employment contract with a former tax manager and CPA: an 18-month prohibition on servicing clients whom the employee serviced at any time during the 18-month period before his termination from employment; and a 12-month prohibition on soliciting accounting services from any client of the Arthur Anderson office where he was assigned. [read post]
19 Oct 2012, 3:16 pm
” (Risk Discovery Services is a joint venture of corporate consulting firm Entrepreneurial Resources Group and information technology firm Granite Bridge Advisors.) [read post]
20 Mar 2011, 2:29 pm
Eight senators are lawyers, four are bankers, two are stockbrokers or financial advisors, three are or have been educators. [read post]
31 Jan 2019, 1:12 pm
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
27 Dec 2022, 10:10 am
(CRD#:37031), Scottsdale, AZ, B, 01/08/2014 – 06/19/2015, USA FINANCIAL SECURITIES CORPORATION (CRD#:103857), PEORIA, AZ B, 03/29/2002 – 12/31/2013, CETERA ADVISOR NETWORKS LLC (CRD#:13572), SCOTTSDALE, AZ Coggeshall reportedly has three customer complaints filed against him. [read post]
8 Feb 2010, 12:40 pm
I am going to attempt to clear up some of the obscurity, but, as with all information on this blog, it is for informational purposes only, not legal advice; and you should consult your legal and financial advisor to provide you with proper advice for your business. [read post]
13 Oct 2014, 2:39 pm
If your business is unprofitable and creditors are constantly demanding payment, discuss your legal options with a DCDM bankruptcy attorney and financial advisor regarding whether bankruptcy protection is suitable for your situation. [read post]
10 Dec 2011, 2:30 pm
With these Guidelines, the Division has indicated that public companies and their advisors should focus greater attention on how disclosure obligations under the federal securities laws may be affected by the potential financial and operational impact of cybersecurity breaches. [read post]
4 Oct 2018, 8:33 am
To sign up for e-mail updates from the NextGen Financial Services Report, click here. [read post]
11 Jan 2013, 2:49 pm
Her experience includes extensive work representing advising these and other clients, governmental bodies, insurance and financial services organizations, third party administrators and others to develop, design, defend and administer creative health, disability, severance and other employee benefit and compensation arrangements, products and services. [read post]
22 Jun 2023, 8:54 am
Consult with a Trusted Financial Advisor: Seek guidance from a qualified financial advisor who can provide objective advice and help you navigate potential investment risks. [read post]
25 May 2023, 4:00 am
I can confirm from experience that my role at the ripe age of seven was Senior Translator and Legal Advisor – a job thrusted onto me from a place of necessity rather than passion or choice. [read post]
13 Nov 2013, 4:00 am
You want to make smart business decisions and invest your time and financial resources wisely. [read post]
27 Jan 2023, 2:02 pm
Hobbs, Straus, Dean & Walker, LLP Legislative Policy Advisor. [read post]
20 Sep 2022, 12:14 pm
Macquarie spun out the broker-dealer unit, which at the time had about 1,300 advisors representing about $63 billion in assets, as reported by Financial AdvisorIQ sister title, Ignites, at the time. [read post]
30 Mar 2012, 2:48 pm
Even if a financial advisor is conducting business without the knowledge of his employer, the firm may still be liable for negligent supervision of their broker representative and may be responsible for investment losses in a FINRA arbitration claim. [read post]
