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23 Nov 2011, 10:30 pm
For example if your target market is senior citizens with assets of over $200,000.00, you most likely would target financial advisors, senior or community centers, and even assisted living or nursing home facilities. [read post]
Independent contractor or employee? Employee classification still a high priority enforcement matter
8 Feb 2009, 12:17 pm
The misclassification of a worker can have serious financial consequences. [read post]
22 Nov 2018, 7:53 am
(Note: I use “salesperson” as a generic term as most large corporations refer to highly compensated salespeople as account executives, financial advisors, consultants, agents, real estate agent, broker, representative, sales rep, etc. [read post]
17 Jan 2016, 1:47 pm
They are also a dream product for Wall Street because of the fees they generate, which may cause unscrupulous financial advisors looking to maximize their own commissions to recommend them improperly. [read post]
25 Sep 2009, 2:54 pm
Topics covered on the blog include corporate governance, financial crisis and securities litigation. [read post]
17 Aug 2012, 1:30 pm
Financial Issues in College Athletics A. [read post]
17 Aug 2008, 3:32 am
In an interesting development, Network World reported that they are sending cyber defense advisors to assist the Georgians.Wikipedia has an interesting article (Wiki) on cyber warfare. [read post]
22 Mar 2020, 12:15 pm
On 18 March 2020 the Supreme Court of Appeal found that funds were improperly transferred by a financial services provider (FSP) when it received fraudulent emailed instructions from a hacker posing as its client. [read post]
23 Aug 2012, 6:29 am
Most of the divorce attorneys and financial advisors ask to pay off the joint debts before filing for divorce. [read post]
17 Jul 2017, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
26 Feb 2009, 6:39 am
., Senior VP, Aon Financial Services Group Julian Martin, Executive Director, Willis Limited Eugene “Tripp” Sheehan, Managing Director, Marsh Edward Smerdon, Partner, Porter & Chamberlain U.S. [read post]
25 Feb 2020, 12:33 pm
They often have high fees and sales commissions, making them an attractive product for financial advisors to sell. [read post]
21 Apr 2016, 3:14 am
., accountant, financial advisor). [read post]
6 Jan 2009, 7:19 am
Among other things, auditors should consider using third party valuation services such as Pluris Valuation Advisors LLC in New York City. [read post]
26 Jan 2012, 8:33 am
Some research reports were issued with indefinite disclosure regarding financial interests held in the securities of the subject company. [read post]
6 Apr 2011, 2:02 pm
And the 10 Worst. - Florida lawyer Santiago Cueto of Cueto Law Group on his blog International Business Law Advisor Cleaning Up The Mortgage Meltdown: New SAFE Act Requirements For Employees In The Financial Industry - Seattle attorney Russell Terry of Foster Pepper on the firm's blog, Washington Workplace Law What Can a Judge Do About Your IRS Income Tax Dependency Exemption Dispute? [read post]
25 Mar 2010, 7:35 pm
Walker, Jr., and I are speaking to the Financial Institutions and Real Estate sections of the Austin (Texas) Bar Association on April 8th on the subject of the commercial real estate woes of community banks. [read post]
4 May 2018, 1:19 pm
Current investors need to be better prepared for the future by advisors. [read post]
3 Nov 2023, 10:37 am
Malecki will draw on her experience as the founder of one of the few woman-led Manhattan-based securities law firms and her nearly thirty-five years of securities industry practice at a time when women are still struggling with pay discrepancies and disparities within the financial services industry. [read post]
15 Jan 2016, 12:19 pm
They are also a dream product for Wall Street because of the fees they generate, which may cause unscrupulous financial advisors looking to maximize their own commissions to recommend them improperly.. [read post]
