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23 Apr 2016, 10:52 am
Substantial financial disputes on a broker’s record can reveal a financial incentive for the broker to recommend high commission products or services. [read post]
23 Apr 2016, 10:51 am
According to InvestmentNews, only about 12% of financial advisors have any type of disclosure event on their records. [read post]
21 Apr 2016, 9:30 pm
” The Supreme Court heard oral arguments in a case about whether car dealership service advisors, who interface with customers and discuss service options with them, are exempt from earning overtime under the Fair Labor Standards Act (FLSA) – at issue was a 9th Circuit Court of Appeals decision which had upheld a Department of Labor (DOL) interpretation that the exemption from the overtime requirements for salespeople, mechanics, and parts workers, does not… [read post]
21 Apr 2016, 10:07 am
Department of Health and Human Services (HHS) Office for Civil Rights (OCR) as stating. [read post]
21 Apr 2016, 10:07 am
Department of Health and Human Services (HHS) Office for Civil Rights (OCR) as stating. [read post]
21 Apr 2016, 3:14 am
., accountant, financial advisor). [read post]
20 Apr 2016, 6:30 am
Friends, family and other professional advisors are trustworthy sources. [read post]
19 Apr 2016, 12:00 pm
Have you suffered losses investing with VSR Financial Advisor Dennis Van Patter? [read post]
18 Apr 2016, 6:30 am
Friends, family and other professional advisors are trustworthy sources. [read post]
15 Apr 2016, 9:33 am
Note that the executive order requires action by the executive agencies, but “strongly encourages” compliance by independent agencies such as the Federal Communications Commission, General Services Administration, Securities and Exchange Commission, Consumer Financial Protection Bureau , Environmental Protection Agency and others. [read post]
15 Apr 2016, 6:30 am
Friends, family and other professional advisors are trustworthy sources. [read post]
15 Apr 2016, 5:24 am
While it may appear difficult and even impossible, armed with strong financials and the support of an experienced investment advisor, even new players can enter the market. [read post]
12 Apr 2016, 3:50 pm
Employer and other employee benefit plan sponsors, benefit plan committees and fiduciaries, and the broker-dealers, financial advisors, insurance agents and other plan service providers that provide investment-related platforms, advice, recommendations or other services for employee benefit plans need to reevaluate the fiduciary status of their service providers and begin restructuring as necessary their associated relationships, service provider… [read post]
12 Apr 2016, 3:50 pm
Employer and other employee benefit plan sponsors, benefit plan committees and fiduciaries, and the broker-dealers, financial advisors, insurance agents and other plan service providers that provide investment-related platforms, advice, recommendations or other services for employee benefit plans need to reevaluate the fiduciary status of their service providers and begin restructuring as necessary their associated relationships, service provider… [read post]
11 Apr 2016, 10:15 am
Stamer works closely with employer and other plan sponsors, insurance and financial services [read post]
11 Apr 2016, 10:15 am
Stamer works closely with employer and other plan sponsors, insurance and financial services companies, plan fiduciaries, administrators, and [read post]
11 Apr 2016, 6:05 am
The two largest proxy advisors are Institutional Shareholders Services, Inc. [read post]
11 Apr 2016, 6:05 am
The two largest proxy advisors are Institutional Shareholders Services, Inc. [read post]
11 Apr 2016, 6:02 am
According to InvestmentNews, only about 12% of financial advisors have any type of disclosure event on their records. [read post]
11 Apr 2016, 6:01 am
According to InvestmentNews, only about 12% of financial advisors have any type of disclosure event on their records. [read post]
